Next Financial Group’s Western Asset Investment Grade Income Fund PAI Stock Holding History

Next Financial Group’s Portfolio PAI Stock Details PAI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-500	Closed	-$8K	–	1044
2017 Q3	$8K	Hold	500	–	–	﹤0.01%	1296
2017 Q2	$7K	Hold	500	–	–	﹤0.01%	1451
2017 Q1	$7K	Sell	500 -2,000	-80%	-$28.5K	﹤0.01%	1410
2016 Q4	$36K	Hold	2,500	–	–	0.01%	1091
2016 Q3	$38K	Buy	2,500 +2,000	+400%	+$30K	0.01%	1069
2016 Q2	$7K	Hold	500	–	–	﹤0.01%	1330
2016 Q1	$6K	Buy	+500	New	+$6.47K	﹤0.01%	1326
2014 Q4	–	Sell	-2,000	Closed	-$27K	–	2221
2014 Q3	$27K	Buy	+2,000	New	+$27.2K	0.01%	1250

Other funds holding PAI

CSIC

Clifford Swan Investment Counsel Pasadena, California $2.94B AUM 21.31% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

GIP

Granite Investment Partners El Segundo, California $1.63B AUM 38.09% 1-Year Est. Return

MCP

Martin Capital Partners Eugene, Oregon $272M AUM 19.09% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

MRCM

M&R Capital Management Summit, New Jersey $454M AUM 40.11% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Next Financial Group's PAI Position: Q4 2017 in Review

Next Financial Group sold out of Western Asset Investment Grade Income Fund (PAI) in Q4 2017, closing a stake of 500 shares — an estimated $8K sold.

Next Financial Group first reported a position in PAI in Q3 2014 and held it in 8 quarters. The position peaked at $38K in Q3 2016. 25 funds tracked by Wall St. Rank hold PAI as of Q4 2017.

Next Financial Group reported no remaining Western Asset Investment Grade Income Fund position as of Q4 2017 after selling out during the quarter.
Next Financial Group sold 500 Western Asset Investment Grade Income Fund shares in Q4 2017, an estimated $8K.
Next Financial Group first reported a position in Western Asset Investment Grade Income Fund in Q3 2014 and held it in 8 quarters.
Next Financial Group's Western Asset Investment Grade Income Fund position peaked at $38K in Q3 2016.
25 funds tracked by Wall St. Rank held Western Asset Investment Grade Income Fund as of Q4 2017.

Based on Next Financial Group's 13F filing for Q4 2017, filed 16 Jan 2018.