|
1
|
1607 Capital Partners
Richmond,
Virginia
|
$13.2M
|
+$200K
|
+15,164
|
+2%
|
|
|
2
|
Wells Fargo
San Francisco,
California
|
$5.6M
|
+$304K
|
+23,054
|
+6%
|
|
|
3
|
Karpus Investment Management
Pittsford,
New York
|
$3.21M
|
-$416K
|
-31,500
|
-11%
|
|
|
4
|
Clifford Swan Investment Counsel
Pasadena,
California
|
$2.09M
|
-$134K
|
-10,175
|
-6%
|
|
|
5
|
UBS Group
Zurich,
Switzerland
|
$2.06M
|
+$116K
|
+8,809
|
+6%
|
|
|
6
|
Guggenheim Capital
Chicago,
Illinois
|
$993K
|
-$203K
|
-15,411
|
-17%
|
|
|
7
|
|
$896K
|
+$1.16K
|
+88
|
+0.1%
|
|
|
8
|
LPL Financial
San Diego,
California
|
$552K
|
+$136K
|
+10,320
|
+33%
|
|
|
9
|
Granite Investment Partners
El Segundo,
California
|
$529K
|
-$6.6K
|
-500
|
-1%
|
|
|
10
|
Bank of America
Charlotte,
North Carolina
|
$388K
|
-$25.1K
|
-1,898
|
-6%
|
|
|
11
|
Yorktown Management & Research Company
Forest,
Virginia
|
$218K
|
–
|
–
|
–
|
|
|
12
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$188K
|
–
|
–
|
–
|
|
|
13
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$65K
|
–
|
–
|
–
|
|
|
14
|
WFG Advisors
Dallas,
Texas
|
$60K
|
–
|
–
|
–
|
|
|
15
|
|
$19K
|
+$19K
|
+1,439
|
New
|
|
|
16
|
American International Group
New York
|
$16K
|
+$15.8K
|
+1,200
|
New
|
|
|
17
|
Financial Management Professionals
Austin,
Texas
|
$12K
|
–
|
–
|
–
|
|
|
18
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$10K
|
-$488
|
-37
|
-4%
|
|
|
19
|
Advantage Investment Management
Cedar Rapids,
Iowa
|
$7K
|
–
|
–
|
–
|
|
|
20
|
Integrated Wealth Management (Palm Desert)
Palm Desert,
California
|
$5K
|
–
|
–
|
–
|
|
|
21
|
Landscape Capital Management
Englewood,
New Jersey
|
–
|
-$298K
|
-22,674
|
Closed
|
|
|
22
|
Sandy Spring Bank
Olney,
Maryland
|
–
|
-$18K
|
-1,368
|
Closed
|
|
|
23
|
Tower Research Capital (TRC)
New York
|
–
|
-$1K
|
-54
|
Closed
|
|
