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OPP

RiverNorth/DoubleLine Strategic Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PAIM
1
Punch & Associates Investment Management
Minnesota
$10.2M +$78.3K +4,667 +0.8%
UBS Group
2
UBS Group
Switzerland
$8.31M +$141K +8,383 +2%
Bank of America
3
Bank of America
North Carolina
$4.29M +$407K +24,286 +11%
Morgan Stanley
4
Morgan Stanley
New York
$2.36M +$1.26M +75,183 +116%
Stifel Financial
5
Stifel Financial
Missouri
$2.31M -$222K -13,245 -9%
SIA
6
Sit Investment Associates
Minnesota
$1.9M -$2.99M -178,265 -61%
Invesco
7
Invesco
Georgia
$1.74M -$274K -16,335 -14%
Wells Fargo
8
Wells Fargo
California
$1.7M -$163K -9,712 -9%
PPA
9
Parametric Portfolio Associates
Washington
$1.65M +$132K +7,890 +9%
CA
10
Cetera Advisors
Colorado
$1.52M +$179K +10,660 +13%
MSAM
11
Moloney Securities Asset Management
Missouri
$1.14M -$39.1K -2,330 -3%
Baird Financial Group
12
Baird Financial Group
Wisconsin
$1.05M +$73.6K +4,390 +8%
BTS
13
BB&T Securities
Virginia
$959K +$63.4K +3,778 +7%
BMCM
14
Bryn Mawr Capital Management
Pennsylvania
$946K +$24.7K +1,475 +3%
EWM
15
Edge Wealth Management
New York
$843K +$96.6K +5,756 +13%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$795K -$46K -2,740 -5%
WAP
17
Wealthcare Advisory Partners
Pennsylvania
$506K +$2.99K +178 +0.6%
FG
18
Fiduciary Group
Georgia
$463K +$11.9K +708 +3%
SWM
19
SeaCrest Wealth Management
New York
$387K +$96.3K +5,740 +33%
MAFM
20
Mid Atlantic Financial Management
Pennsylvania
$302K +$83.2K +4,958 +38%
MF
21
Manchester Financial
California
$275K
CCP
22
Clough Capital Partners
Massachusetts
$230K -$861K -51,314 -79%
FIA
23
FNY Investment Advisers
New York
$228K +$56.2K +3,351 +33%
AW
24
ACG Wealth
Georgia
$213K
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$205K +$19.1K +1,137 +10%