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OPP

RiverNorth/DoubleLine Strategic Opportunity Fund
OPP

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$11.5M +$1.61M +206,827 +17%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$8.56M +$4.64M +594,555 +135%
SIA
3
Sit Investment Associates
Minnesota
$6M +$233K +29,870 +4%
UBS Group
4
UBS Group
Switzerland
$2.25M +$83.6K +10,717 +4%
SFS
5
Shaker Financial Services
Virginia
$1.76M -$121K -15,529 -7%
MC
6
Matisse Capital
Oregon
$1.63M +$276K +35,420 +22%
LPL Financial
7
LPL Financial
California
$1.61M -$51.7K -6,623 -3%
SWP
8
Significant Wealth Partners
Illinois
$1.59M +$1.51M +193,007 New
MP
9
Mangrove Partners
Connecticut
$1.52M +$396K +50,784 +38%
1CP
10
1607 Capital Partners
Virginia
$1.24M +$71.1K +9,108 +6%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$1.15M +$29.7K +3,800 +3%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$1.08M +$32.6K +4,176 +3%
PAS
13
Park Avenue Securities
New York
$1.03M +$11.6K +1,492 +1%
Osaic Holdings
14
Osaic Holdings
Arizona
$963K -$134K -17,130 -13%
Wells Fargo
15
Wells Fargo
California
$949K -$4.41K -565 -0.5%
RJA
16
Raymond James & Associates
Florida
$921K +$542K +69,388 +165%
LCM
17
Landscape Capital Management
New Jersey
$813K +$635K +81,307 +474%
NA
18
NewEdge Advisors
Louisiana
$644K +$38.7K +4,959 +7%
FFA
19
First Foundation Advisors
California
$625K +$16.6K +2,125 +3%
EAM
20
Eschler Asset Management
United Kingdom
$576K +$105K +13,423 +24%
NCM
21
Next Capital Management
New York
$534K – – –
BFM
22
Boothbay Fund Management
New York
$487K +$460K +58,992 New
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$453K +$429 +55 +0.1%
SWM
24
SeaCrest Wealth Management
New York
$404K -$12.4K -1,593 -3%
WS
25
Wedbush Securities
California
$371K +$190K +24,288 +118%
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