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OPP

RiverNorth/DoubleLine Strategic Opportunity Fund
OPP

Name Holding Trade Value Shares
Change 		Change in
Stake
PPA
1
Parametric Portfolio Associates
Washington
$7.32M +$273K +17,681 +4%
UBS Group
2
UBS Group
Switzerland
$4.77M -$10.1K -658 -0.2%
FFA
3
First Foundation Advisors
California
$2.19M -$641K -41,594 -21%
Invesco
4
Invesco
Georgia
$2.12M +$63.8K +4,137 +3%
CA
5
Cetera Advisors
Colorado
$1.86M +$824K +53,470 +70%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.58M +$274K +17,777 +19%
Morgan Stanley
7
Morgan Stanley
New York
$1.36M +$294K +19,091 +25%
MAFM
8
Mid Atlantic Financial Management
Pennsylvania
$984K +$175K +11,334 +20%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$884K +$461K +29,867 +95%
FFG
10
Ford Financial Group
California
$845K +$121K +7,821 +15%
Osaic Holdings
11
Osaic Holdings
Arizona
$843K +$175K +11,328 +24%
SIA
12
Sit Investment Associates
Minnesota
$728K +$774K +50,171 +11,695%
CF
13
Centaurus Financial
California
$716K +$563K +36,526 +277%
SWM
14
SeaCrest Wealth Management
New York
$709K +$92.3K +5,984 +14%
Stifel Financial
15
Stifel Financial
Missouri
$551K -$529K -34,335 -47%
Wells Fargo
16
Wells Fargo
California
$550K -$113K -7,337 -16%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$547K -$695K -45,048 -54%
HH
18
Hilltop Holdings
Texas
$511K -$6.25K -405 -1%
Truist Financial
19
Truist Financial
North Carolina
$496K -$24.1K -1,566 -4%
NWA
20
Navis Wealth Advisors
New York
$395K +$423K +27,452 New
FG
21
Fiduciary Group
Georgia
$334K +$4.92K +319 +1%
CIBC Private Wealth Group
22
CIBC Private Wealth Group
Georgia
$321K – – –
EWM
23
Edge Wealth Management
New York
$293K +$2.51K +163 +0.8%
WWMSC
24
Wagner Wealth Management (South Carolina)
South Carolina
$264K -$40.8K -2,648 -13%
GC
25
Guggenheim Capital
Illinois
$264K +$283K +18,334 New
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