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OPP

RiverNorth/DoubleLine Strategic Opportunity Fund
OPP

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$20.3M -$707K -84,504 -3%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$7.99M -$1.02M -122,071 -12%
Wells Fargo
3
Wells Fargo
California
$5.9M +$1.9M +227,721 +49%
1CP
4
1607 Capital Partners
Virginia
$2.32M +$242K +28,903 +12%
UBS Group
5
UBS Group
Switzerland
$2.22M -$91.8K -10,971 -4%
JWCA
6
J.W. Cole Advisors
Florida
$2.12M +$31.7K +3,786 +2%
IAIM
7
International Assets Investment Management
Florida
$1.44M +$1.42M +169,599 New
Raymond James Financial
8
Raymond James Financial
Florida
$1.33M +$115K +13,750 +10%
AAM
9
Advisors Asset Management
Colorado
$1.32M +$1.29M +153,815 New
Baird Financial Group
10
Baird Financial Group
Wisconsin
$1.31M -$41.7K -4,987 -3%
LPL Financial
11
LPL Financial
California
$1.29M +$36.6K +4,382 +3%
MC
12
Matisse Capital
Oregon
$1.29M -$313K -37,475 -20%
RP
13
Riverbridge Partners
Minnesota
$788K +$26K +3,108 +3%
NCM
14
Next Capital Management
New York
$546K +$534K +63,859 New
FFA
15
First Foundation Advisors
California
$524K -$39.9K -4,768 -7%
SWM
16
SeaCrest Wealth Management
New York
$524K -$3.71K -443 -0.7%
VAM
17
Verity Asset Management
North Carolina
$523K +$37.4K +4,468 +8%
WS
18
Wedbush Securities
California
$516K -$12.4K -1,478 -2%
KAS
19
Kestra Advisory Services
Texas
$428K – – –
PCIA
20
Prime Capital Investment Advisors
Kansas
$401K – – –
NA
21
NewEdge Advisors
Louisiana
$392K -$22.6K -2,700 -6%
SFS
22
Shaker Financial Services
Virginia
$377K +$369K +44,076 New
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$355K -$26.7K -3,192 -7%
PI
24
PFG Investments
New York
$345K +$2.28K +273 +0.7%
Osaic Holdings
25
Osaic Holdings
Arizona
$343K -$15.1K -1,809 -4%
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