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OPP

RiverNorth/DoubleLine Strategic Opportunity Fund
OPP

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$21.1M +$2.22M +259,838 +12%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$9.06M +$6.04K +706 +0.1%
Wells Fargo
3
Wells Fargo
California
$3.96M +$2.11M +246,485 +114%
UBS Group
4
UBS Group
Switzerland
$2.32M +$92.9K +10,849 +4%
JWCA
5
J.W. Cole Advisors
Florida
$2.1M +$858K +100,215 +69%
1CP
6
1607 Capital Partners
Virginia
$2.08M +$580K +67,731 +39%
MC
7
Matisse Capital
Oregon
$1.61M -$31.8K -3,709 -2%
Baird Financial Group
8
Baird Financial Group
Wisconsin
$1.36M +$167K +19,530 +14%
LPL Financial
9
LPL Financial
California
$1.26M -$3.82K -446 -0.3%
Raymond James Financial
10
Raymond James Financial
Florida
$1.22M +$36.3K +4,238 +3%
RP
11
Riverbridge Partners
Minnesota
$764K -$566K -66,079 -43%
FFA
12
First Foundation Advisors
California
$567K – – –
WS
13
Wedbush Securities
California
$530K – – –
SWM
14
SeaCrest Wealth Management
New York
$529K -$19.9K -2,325 -4%
VAM
15
Verity Asset Management
North Carolina
$487K +$85.5K +9,993 +21%
KAS
16
Kestra Advisory Services
Texas
$429K -$42.8K -5,000 -9%
NA
17
NewEdge Advisors
Louisiana
$416K – – –
PCIA
18
Prime Capital Investment Advisors
Kansas
$402K – – –
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$383K -$16K -1,872 -4%
Osaic Holdings
20
Osaic Holdings
Arizona
$360K +$81.8K +9,559 +30%
Stifel Financial
21
Stifel Financial
Missouri
$347K +$78.5K +9,168 +29%
PI
22
PFG Investments
New York
$344K +$9.76K +1,140 +3%
TWPM
23
Total Wealth Planning & Management
Florida
$312K +$196K +22,841 +169%
CA
24
CoreCap Advisors
Michigan
$293K -$81.3K -9,500 -22%
AIA
25
Absolute Investment Advisers
Florida
$267K -$798K -93,251 -75%
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