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OPP

RiverNorth/DoubleLine Strategic Opportunity Fund
OPP

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$19.8M -$524K -60,883 -3%
Wells Fargo
2
Wells Fargo
California
$9.15M +$3.29M +383,114 +56%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$8.14M +$170K +19,760 +2%
AAM
4
Advisors Asset Management
Colorado
$3.11M +$1.81M +210,203 +137%
JWCA
5
J.W. Cole Advisors
Florida
$2.21M +$90.4K +10,508 +4%
UBS Group
6
UBS Group
Switzerland
$2.05M -$171K -19,843 -8%
NA
7
NewEdge Advisors
Louisiana
$1.55M +$1.17M +136,425 +298%
LPL Financial
8
LPL Financial
California
$1.33M +$47.7K +5,543 +4%
Baird Financial Group
9
Baird Financial Group
Wisconsin
$1.26M -$51.7K -6,007 -4%
VAM
10
Verity Asset Management
North Carolina
$675K +$154K +17,895 +29%
SWM
11
SeaCrest Wealth Management
New York
$567K +$54.5K +6,334 +10%
RP
12
Riverbridge Partners
Minnesota
$527K -$261K -30,348 -33%
FFA
13
First Foundation Advisors
California
$523K – – –
SFS
14
Shaker Financial Services
Virginia
$516K +$141K +16,395 +37%
WS
15
Wedbush Securities
California
$514K – – –
Stifel Financial
16
Stifel Financial
Missouri
$477K +$149K +17,384 +45%
NCM
17
Next Capital Management
New York
$470K -$75.2K -8,750 -14%
KAS
18
Kestra Advisory Services
Texas
$427K -$301 -35 -0.1%
PCIA
19
Prime Capital Investment Advisors
Kansas
$400K – – –
PI
20
PFG Investments
New York
$366K +$21.3K +2,476 +6%
Osaic Holdings
21
Osaic Holdings
Arizona
$356K +$10.6K +1,229 +3%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$283K -$71.6K -8,321 -20%
1CP
23
1607 Capital Partners
Virginia
$275K -$2.05M -238,900 -88%
Comerica Bank
24
Comerica Bank
Texas
$259K -$1.89K -220 -0.7%
NWA
25
Navis Wealth Advisors
New York
$252K +$8.25K +959 +3%
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