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OPP

RiverNorth/DoubleLine Strategic Opportunity Fund
OPP

Name Holding Trade Value Shares
Change 		Change in
Stake
BRWM
26
B. Riley Wealth Management
Tennessee
$211K +$22.1K +1,518 +12%
MF
27
Manchester Financial
California
$171K – – –
Susquehanna International Group
28
Susquehanna International Group
Pennsylvania
$160K +$156K +10,694 New
Rockefeller Capital Management
29
Rockefeller Capital Management
New York
$98K – – –
SIA
30
Sit Investment Associates
Minnesota
$29K -$317K -21,773 -92%
Citigroup
31
Citigroup
New York
$23K -$371K -25,454 -94%
CWC
32
Carolinas Wealth Consulting
North Carolina
$15K – – –
FMP
33
Financial Management Professionals
Texas
$8K -$7.37K -506 -50%
US Bancorp
34
US Bancorp
Minnesota
$6K +$5.9K +405 New
FF
35
FourThought Financial
Florida
$3K -$2.96K -203 -50%
GWM
36
Geneos Wealth Management
Colorado
$2K – – –
PAM
37
Panagora Asset Management
Massachusetts
$2K +$218 +15 +15%
EVM
38
Eaton Vance Management
Massachusetts
$2K +$2.24K +154 New
SFS
39
Sowell Financial Services
Arkansas
$1K +$87 +6 +9%
FM
40
Family Management
New York
– -$1.29M -90,933 Closed
SFS
41
Shaker Financial Services
Virginia
– -$1.19M -83,904 Closed
LCM
42
Landscape Capital Management
New Jersey
– -$555K -39,256 Closed
ICM
43
Ionic Capital Management
New York
– -$425K -30,044 Closed
AWM
44
AE Wealth Management
Kansas
– -$182K -12,884 Closed
RJA
45
Raymond James & Associates
Florida
– -$162K -11,439 Closed
TJHA
46
Thomas J. Herzfeld Advisors
Florida
– -$136K -9,625 Closed
FWM
47
FSA Wealth Management
Massachusetts
– -$96K -6,755 Closed
DWP
48
Destiny Wealth Partners
Florida
– -$59K -4,159 Closed
FIA
49
FNY Investment Advisers
New York
– -$52K -3,737 Closed
ASN
50
Advisory Services Network
Georgia
– -$40K -2,807 Closed
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