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OPP

RiverNorth/DoubleLine Strategic Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Osaic Holdings
26
Osaic Holdings
Arizona
$349K +$40.9K +2,941 +14%
SIA
27
Sit Investment Associates
Minnesota
$336K +$103K +7,408 +45%
FG
28
Fiduciary Group
Georgia
$325K -$58K -4,169 -16%
WWMSC
29
Wagner Wealth Management (South Carolina)
South Carolina
$291K +$286K +20,594 New
HH
30
Hilltop Holdings
Texas
$244K +$239K +17,221 New
RJFSA
31
Raymond James Financial Services Advisors
Florida
$224K +$7.41K +533 +3%
AWM
32
AE Wealth Management
Kansas
$182K -$9.47K -681 -5%
BRWM
33
B. Riley Wealth Management
Tennessee
$179K +$176K +12,650 New
RJA
34
Raymond James & Associates
Florida
$162K -$595K -42,800 -79%
MF
35
Manchester Financial
California
$162K -$4.17K -300 -3%
TJHA
36
Thomas J. Herzfeld Advisors
Florida
$136K -$14.8K -1,065 -10%
FWM
37
FSA Wealth Management
Massachusetts
$96K +$93.9K +6,755 New
Rockefeller Capital Management
38
Rockefeller Capital Management
New York
$93K
DWP
39
Destiny Wealth Partners
Florida
$59K +$57.8K +4,159 New
FIA
40
FNY Investment Advisers
New York
$52K +$52K +3,737 New
ASN
41
Advisory Services Network
Georgia
$40K +$6.6K +475 +20%
PWPS
42
Pinnacle Wealth Planning Services
Ohio
$31K +$30.3K +2,178 New
AssetMark Inc
43
AssetMark Inc
California
$14K -$74.8K -5,381 -84%
FMP
44
Financial Management Professionals
Texas
$14K
CWC
45
Carolinas Wealth Consulting
North Carolina
$14K +$13.6K +981 New
FF
46
FourThought Financial
Florida
$5K +$5.63K +405 New
TFS
47
TrustCore Financial Services
Tennessee
$3K
GWM
48
Geneos Wealth Management
Colorado
$2K +$2.25K +162 New
PAM
49
Panagora Asset Management
Massachusetts
$1K -$6.97K -501 -83%
SFS
50
Sowell Financial Services
Arkansas
$1K +$153 +11 +21%