OPP

RiverNorth/DoubleLine Strategic Opportunity Fund
OPP

Overview Fund Activity

45 hedge funds and large institutions have $64.5M invested in RiverNorth/DoubleLine Strategic Opportunity Fund in 2019 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 19 increasing their positions, 8 reducing their positions, and 1 closing their positions.

Holders
45
Holders Change
+9
Holders Change %
+25%
% of All Funds
0.89%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
11
Increased
19
Reduced
8
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$6.99M
2
ICM
2
Ionic Capital Management
New York
$3.54M
3
PAIM
3
Punch & Associates Investment Management
Minnesota
$12.5M
4
Bank of America
4
Bank of America
North Carolina
$2.31M
5
FFA
5
First Foundation Advisors
California
$2.22M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$8.52M
2
PPA
2
Parametric Portfolio Associates
Washington
$1.17M
3
Wells Fargo
3
Wells Fargo
California
$1.53M
4
BMCM
4
Bryn Mawr Capital Management
Pennsylvania
$836K
5
Citigroup
5
Citigroup
New York
$32K
Name Market Value Shares Shares
Change 		Shares
Change %
WAP
26
Wealthcare Advisory Partners
Pennsylvania
$457K 27,840 +118 +0.4%
FG
27
Fiduciary Group
Georgia
$405K 24,655 +395 +2%
FIA
28
FNY Investment Advisers
New York
$319K 19,459 +14,184 +269%
CIBC Private Wealth Group
29
CIBC Private Wealth Group
Georgia
$269K 16,400 – –
MF
30
Manchester Financial
California
$254K 15,440 -700 -4%
CCP
31
Clough Capital Partners
Massachusetts
$245K 14,900 +14,900 New
SFS
32
Shaker Financial Services
Virginia
$230K 14,005 +14,005 New
AW
33
ACG Wealth
Georgia
$205K 12,500 – –
DP
34
Denver PWM
Colorado
$182K 11,100 +11,100 New
AG
35
Advisor Group
Arizona
$146K 8,898 +8,563 +2,556%
Rockefeller Capital Management
36
Rockefeller Capital Management
New York
$82K 5,000 +5,000 New
Citigroup
37
Citigroup
New York
$32K 1,930 -931 -33%
ASN
38
Advisory Services Network
Georgia
$32K 1,975 +350 +22%
GWM
39
Geneos Wealth Management
Colorado
$16K 1,000 – –
RIA
40
Realta Investment Advisors
Delaware
$16K 1,000 – –
FMP
41
Financial Management Professionals
Texas
$16K 1,000 – –
PAM
42
Panagora Asset Management
Massachusetts
$5K 318 -257 -45%
TFS
43
TrustCore Financial Services
Tennessee
$3K 197 – –
WCG
44
Weaver Consulting Group
California
$2K 90 – –
SFS
45
Sowell Financial Services
Arkansas
$1K 54 -12 -18%
TJHA
46
Thomas J. Herzfeld Advisors
Florida
– – -300 Closed
PA
47
Procyon Advisors
Connecticut
– – – –
CFGS
48
Concourse Financial Group Securities
Alabama
– – – –
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