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NBD

Nuveen Build Am Bond Opp Fd

Delisted

NBD was delisted on the 16th of November, 2018.

Name Holding Trade Value Shares
Change
Change in
Stake
TIM
1
Tortoise Investment Management
New York
$21.2M +$2.03M +92,394 +11%
SIA
2
Sit Investment Associates
Minnesota
$14.9M +$1.12M +50,900 +8%
Wells Fargo
3
Wells Fargo
California
$6.21M -$4.28M -194,735 -42%
OA
4
Oxbow Advisors
Texas
$4.57M -$65.1K -2,963 -1%
Morgan Stanley
5
Morgan Stanley
New York
$1.57M -$2.55K -116 -0.2%
UBS Group
6
UBS Group
Switzerland
$1.54M +$186K +8,453 +14%
RCM
7
Rivernorth Capital Management
Florida
$1.22M -$1.31M -59,742 -53%
Invesco
8
Invesco
Georgia
$1.19M +$28K +1,273 +2%
Bank of America
9
Bank of America
North Carolina
$1.16M +$113K +5,143 +11%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$844K -$160K -7,265 -16%
FFA
11
First Foundation Advisors
California
$714K
LPL Financial
12
LPL Financial
California
$525K -$288K -13,093 -37%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$406K
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$287K +$7.74K +352 +3%
JHIU
15
Janus Henderson Investors US
Colorado
$285K +$276K +12,575 New
OIA
16
Optimum Investment Advisors
Illinois
$258K +$249K +11,350 New
IA
17
IFP Advisors
Florida
$172K +$167K +7,578 New
PCP
18
Proficio Capital Partners
Massachusetts
$109K
AG
19
Advisor Group
Arizona
$68K +$65.9K +3,000 New
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$6K
CTC
21
Central Trust Company
Missouri
$2K +$2.2K +100 New
HS
22
HighVista Strategies
Massachusetts
-$1.01M -46,863 Closed
RCM
23
Robinson Capital Management
Michigan
-$227K -10,550 Closed
SWP
24
Stratos Wealth Partners
Ohio
-$217K -10,075 Closed
Fifth Third Bancorp
25
Fifth Third Bancorp
Ohio
-$60K -2,800 Closed