First Foundation Advisors’s Nuveen Build Am Bond Opp Fd NBD Stock Holding History

First Foundation Advisors’s Portfolio NBD Stock Details NBD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-11,433	Closed	-$246K	–	343
2017 Q2	$246K	Sell	11,433 -158	-1%	-$3.42K	0.01%	274
2017 Q1	$251K	Hold	11,591	–	–	0.02%	278
2016 Q4	$243K	Hold	11,591	–	–	0.02%	276
2016 Q3	$264K	Sell	11,591 -19,870	-63%	-$456K	0.02%	248
2016 Q2	$714K	Hold	31,461	–	–	0.05%	162
2016 Q1	$677K	Sell	31,461 -2,666	-8%	-$55.2K	0.05%	149
2015 Q4	$692K	Sell	34,127 -2,545	-7%	-$50.3K	0.05%	156
2015 Q3	$712K	Sell	36,672 -2,198	-6%	-$43.4K	0.06%	131
2015 Q2	$765K	Sell	38,870 -3,068	-7%	-$63.6K	0.06%	121
2015 Q1	$911K	Hold	41,938	–	–	0.08%	110
2014 Q4	$921K	Buy	41,938 +5,632	+16%	+$121K	0.08%	100
2014 Q3	$770K	Buy	36,306 +5,288	+17%	+$113K	0.08%	103
2014 Q2	$668K	Buy	31,018 +3,308	+12%	+$69.4K	0.07%	104
2014 Q1	$568K	Hold	27,710	–	–	0.07%	94
2013 Q4	$538K	Buy	27,710 +2,666	+11%	+$50.7K	0.07%	95
2013 Q3	$464K	Buy	+25,044	New	+$479K	0.07%	102

Other funds holding NBD

TIM

Tortoise Investment Management White Plains, New York $1.21B AUM 13.04% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Janus Henderson Group London, United Kingdom $209B AUM 37.72% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Icon Advisers Greenwood Village, Colorado $433M AUM 40.01% 1-Year Est. Return

First Foundation Advisors's NBD Position: Q3 2017 in Review

First Foundation Advisors sold out of Nuveen Build Am Bond Opp Fd (NBD) in Q3 2017, closing a stake of 11,433 shares — an estimated $246K sold.

First Foundation Advisors first reported a position in NBD in Q3 2013 and held it in 16 quarters. The position peaked at $921K in Q4 2014. 22 funds tracked by Wall St. Rank hold NBD as of Q3 2017.

First Foundation Advisors reported no remaining Nuveen Build Am Bond Opp Fd position as of Q3 2017 after selling out during the quarter.
First Foundation Advisors sold 11,433 Nuveen Build Am Bond Opp Fd shares in Q3 2017, an estimated $246K.
First Foundation Advisors first reported a position in Nuveen Build Am Bond Opp Fd in Q3 2013 and held it in 16 quarters.
First Foundation Advisors's Nuveen Build Am Bond Opp Fd position peaked at $921K in Q4 2014.
22 funds tracked by Wall St. Rank held Nuveen Build Am Bond Opp Fd as of Q3 2017.

Based on First Foundation Advisors's 13F filing for Q3 2017, filed 14 Nov 2017.