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NBD

Nuveen Build Am Bond Opp Fd
NBD

Delisted

NBD was delisted on the 16th of November, 2018.

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Name Holding Trade Value Shares
Change 		Change in
Stake
TIM
1
Tortoise Investment Management
New York
$18.1M +$906K +43,733 +5%
SIA
2
Sit Investment Associates
Minnesota
$13.1M +$4.08M +196,918 +48%
Wells Fargo
3
Wells Fargo
California
$10.1M +$473K +22,832 +5%
OA
4
Oxbow Advisors
Texas
$4.4M -$124K -5,981 -3%
RCM
5
Rivernorth Capital Management
Florida
$2.44M -$2.01M -96,979 -46%
Morgan Stanley
6
Morgan Stanley
New York
$1.49M +$125K +6,046 +10%
UBS Group
7
UBS Group
Switzerland
$1.28M +$365K +17,607 +42%
Invesco
8
Invesco
Georgia
$1.1M -$23.9K -1,154 -2%
HS
9
HighVista Strategies
Massachusetts
$1.01M – – –
Bank of America
10
Bank of America
North Carolina
$988K +$129K +6,241 +16%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$957K -$140K -6,753 -13%
LPL Financial
12
LPL Financial
California
$771K +$233K +11,265 +46%
FFA
13
First Foundation Advisors
California
$677K -$55.2K -2,666 -8%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$385K – – –
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$264K +$191K +9,245 +306%
RCM
16
Robinson Capital Management
Michigan
$227K -$50.7K -2,450 -19%
SWP
17
Stratos Wealth Partners
Ohio
$217K +$209K +10,075 New
PCP
18
Proficio Capital Partners
Massachusetts
$102K – – –
Fifth Third Bancorp
19
Fifth Third Bancorp
Ohio
$60K – – –
Northwestern Mutual Wealth Management
20
Northwestern Mutual Wealth Management
Wisconsin
$26K +$25K +1,208 New
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$5K – – –
TRCT
22
Tower Research Capital (TRC)
New York
$1K +$1.24K +60 New
1CP
23
1607 Capital Partners
Virginia
– -$5.54M -273,076 Closed
KIM
24
Karpus Investment Management
New York
– -$3.38M -166,581 Closed
LCM
25
Landscape Capital Management
New Jersey
– -$352K -17,339 Closed
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