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NBD

Nuveen Build Am Bond Opp Fd
NBD

Delisted

NBD was delisted on the 16th of November, 2018.

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Name Holding Trade Value Shares
Change 		Change in
Stake
TIM
1
Tortoise Investment Management
New York
– -$22M -1,008,018 Closed
SIA
2
Sit Investment Associates
Minnesota
– -$16.4M -751,310 Closed
Janus Henderson Group
3
Janus Henderson Group
– -$5.79M -266,028 Closed
OA
4
Oxbow Advisors
Texas
– -$4.85M -221,850 Closed
IA
5
Icon Advisers
Colorado
– -$4.04M -184,879 Closed
HK
6
Horizon Kinetics
New York
– -$3.3M -150,855 Closed
RJA
7
Raymond James & Associates
Florida
– -$1.79M -81,717 Closed
UBS Group
8
UBS Group
Switzerland
– -$1.67M -76,198 Closed
Bank of America
9
Bank of America
North Carolina
– -$1.12M -51,164 Closed
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
– -$1.1M -50,580 Closed
Morgan Stanley
11
Morgan Stanley
New York
– -$1.06M -48,634 Closed
Wells Fargo
12
Wells Fargo
California
– -$698K -31,928 Closed
KIM
13
Karpus Investment Management
New York
– -$627K -28,692 Closed
FMTCOCP
14
Farmers & Merchants Trust Co of Chambersburg PA
Pennsylvania
– -$481K -22,000 Closed
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
– -$428K -19,577 Closed
OIA
16
Optimum Investment Advisors
Illinois
– -$427K -19,510 Closed
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
– -$356K -16,270 Closed
LTFS
18
Ladenburg Thalmann Financial Services
Florida
– -$278K -12,726 Closed
AG
19
Advisor Group
Arizona
– -$77K -3,500 Closed
WAP
20
Wealthcare Advisory Partners
Pennsylvania
– -$40K -1,850 Closed
FPS
21
Fieldpoint Private Securities
Connecticut
– -$28K -1,300 Closed
SWP
22
Stratos Wealth Partners
Ohio
– -$13K -600 Closed
Northwestern Mutual Wealth Management
23
Northwestern Mutual Wealth Management
Wisconsin
– -$12K -542 Closed
Carson Wealth (CWM LLC)
24
Carson Wealth (CWM LLC)
Nebraska
– -$6K -280 Closed
WWM
25
Willingdon Wealth Management
North Carolina
– -$2K -75 Closed