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NBD

Nuveen Build Am Bond Opp Fd

Delisted

NBD was delisted on the 16th of November, 2018.

Name Holding Trade Value Shares
Change
Change in
Stake
TIM
1
Tortoise Investment Management
New York
$20.3M -$2.25M -104,134 -10%
SIA
2
Sit Investment Associates
Minnesota
$16.3M +$483K +22,334 +3%
Janus Henderson Group
3
Janus Henderson Group
$5.01M +$5.03M +232,638 New
Bank of America
4
Bank of America
North Carolina
$1.98M +$362K +16,750 +22%
UBS Group
5
UBS Group
Switzerland
$1.73M -$223K -10,317 -11%
HK
6
Horizon Kinetics
New York
$1.69M +$526K +24,346 +45%
Invesco
7
Invesco
Georgia
$1.44M +$262K +12,117 +22%
Morgan Stanley
8
Morgan Stanley
New York
$993K +$15.7K +726 +2%
Wells Fargo
9
Wells Fargo
California
$824K +$24K +1,111 +3%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$596K -$28.6K -1,322 -5%
FMTCOCP
11
Farmers & Merchants Trust Co of Chambersburg PA
Pennsylvania
$474K
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$417K +$432 +20 +0.1%
OIA
13
Optimum Investment Advisors
Illinois
$397K -$42.6K -1,970 -10%
ACI
14
Alpha Cubed Investments
California
$334K +$100K +4,631 +43%
RJA
15
Raymond James & Associates
Florida
$297K +$66.2K +3,061 +29%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$279K +$540 +25 +0.2%
FFA
17
First Foundation Advisors
California
$246K -$3.42K -158 -1%
SG Americas Securities
18
SG Americas Securities
New York
$137K +$137K +6,360 New
PCP
19
Proficio Capital Partners
Massachusetts
$101K -$4K -185 -4%
AG
20
Advisor Group
Arizona
$86K -$38.9K -1,800 -31%
FPS
21
Fieldpoint Private Securities
Connecticut
$28K
NA
22
NewEdge Advisors
Louisiana
$26.7K +$26.7K +1,237 New
LPL Financial
23
LPL Financial
California
-$513K -23,743 Closed
DA
24
Doliver Advisors
Texas
-$201K -9,279 Closed
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
-$5K -250 Closed