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NBD

Nuveen Build Am Bond Opp Fd

Delisted

NBD was delisted on the 16th of November, 2018.

Name Holding Trade Value Shares
Change
Change in
Stake
TIM
1
Tortoise Investment Management
New York
$22M +$296K +13,114 +1%
SIA
2
Sit Investment Associates
Minnesota
$17.8M -$32.8K -1,455 -0.2%
Janus Henderson Group
3
Janus Henderson Group
$5.43M +$20.5K +907 +0.4%
HK
4
Horizon Kinetics
New York
$3.02M +$658K +29,143 +29%
Bank of America
5
Bank of America
North Carolina
$2.6M +$100K +4,438 +4%
UBS Group
6
UBS Group
Switzerland
$2.01M +$56.6K +2,508 +3%
RJA
7
Raymond James & Associates
Florida
$1.93M +$1.51M +66,771 +395%
Morgan Stanley
8
Morgan Stanley
New York
$1.11M +$142K +6,275 +15%
Wells Fargo
9
Wells Fargo
California
$781K +$3.32K +147 +0.4%
FMTCOCP
10
Farmers & Merchants Trust Co of Chambersburg PA
Pennsylvania
$507K
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$455K -$15.4K -683 -3%
OIA
12
Optimum Investment Advisors
Illinois
$452K +$23.2K +1,029 +6%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$448K +$564 +25 +0.1%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$301K +$16.3K +723 +6%
KIM
15
Karpus Investment Management
New York
$288K +$281K +12,475 New
SWP
16
Stratos Wealth Partners
Ohio
$106K +$104K +4,600 New
AG
17
Advisor Group
Arizona
$92K
TA
18
Townsend & Associates
Colorado
$69K +$67.3K +2,983 New
FPS
19
Fieldpoint Private Securities
Connecticut
$30K
PCP
20
Proficio Capital Partners
Massachusetts
$10K -$92.5K -4,100 -90%
Carson Wealth (CWM LLC)
21
Carson Wealth (CWM LLC)
Nebraska
$6K
HWP
22
Hefty Wealth Partners
Indiana
$3K
Invesco
23
Invesco
Georgia
-$1.2M -54,618 Closed
IA
24
Icon Advisers
Colorado
-$588K -26,697 Closed
Thrivent Financial for Lutherans
25
Thrivent Financial for Lutherans
Minnesota
-$7K -300 Closed