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VanEck Mortgage REIT Income ETF

45 hedge funds and large institutions have $25.5M invested in VanEck Mortgage REIT Income ETF in 2018 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 11 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

120% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 5

22% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 9

15% more funds holding

Funds holding: 3945 (+6)

0.56% less ownership

Funds ownership: 19.55%18.99% (-0.56%)

12% less capital invested

Capital invested by funds: $29.1M → $25.5M (-$3.58M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
45
Holders Change
+6
Holders Change %
+15.38%
% of All Funds
1%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
11
Increased
11
Reduced
9
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PFM
1
Peak Financial Management
Massachusetts
$5.7M -$2.29M -100,276 -27%
GI
2
Gradient Investments
Minnesota
$3.93M -$160K -7,014 -4%
LPL Financial
3
LPL Financial
California
$2.58M +$382K +16,707 +16%
Morgan Stanley
4
Morgan Stanley
New York
$2.55M -$132K -5,762 -5%
ACM
5
Arlington Capital Management
Illinois
$1.46M +$1.56M +68,286 New
Bank of America
6
Bank of America
North Carolina
$1.13M -$2.02M -88,405 -63%
UBS Group
7
UBS Group
Switzerland
$916K +$637K +27,848 +184%
AWCI
8
Alpine Woods Capital Investors
New York
$895K +$960K +42,000 New
Citadel Advisors
9
Citadel Advisors
Florida
$809K +$332K +14,539 +62%
Jane Street
10
Jane Street
New York
$734K -$60.8K -2,660 -7%
CAN
11
Cetera Advisor Networks
California
$699K +$72.5K +3,172 +11%
NWP
12
Northstar Wealth Partners
Connecticut
$695K
AG
13
Advisor Group
Arizona
$554K +$166K +7,274 +39%
RIA
14
Regal Investment Advisors
Michigan
$468K +$7.11K +311 +1%
PAG
15
Private Advisory Group
Washington
$438K +$470K +20,540 New
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$424K +$247K +10,781 +120%
AI
17
Atria Investments
North Carolina
$286K +$307K +13,421 New
Thrivent Financial for Lutherans
18
Thrivent Financial for Lutherans
Minnesota
$218K
AIP
19
Ahrens Investment Partners
Louisiana
$201K
SF
20
Synovus Financial
Georgia
$191K +$120K +5,228 +140%
ACM
21
Aviance Capital Management
Florida
$120K -$74.5K -3,258 -37%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$90K +$54.2K +2,368 +128%
AWMS
23
Advocacy Wealth Management Services
Georgia
$75K
CWA
24
Clarus Wealth Advisors
Arizona
$63K +$343 +15 +0.5%
CIAS
25
Capital Investment Advisory Services
North Carolina
$58K +$62.2K +2,718 New

MORT Hedge Fund Activity: Q4 2018 in Review

45 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in VanEck Mortgage REIT Income ETF (MORT) for Q4 2018, worth a combined $25.5M — down 12% from $29.1M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new MORT positions and 5 closed out — a net gain of 6 holders — while 11 added to existing stakes and 9 trimmed.

The largest buyer was Arlington Capital Management, opening a new position worth an estimated $1.56M. The largest seller was Peak Financial Management, cutting an estimated $2.29M.

  • 45 institutional investors held VanEck Mortgage REIT Income ETF (MORT) as of Q4 2018, up from 39 in Q3 2018.
  • Funds reported $25.5M of VanEck Mortgage REIT Income ETF stock for Q4 2018, down 12% quarter-over-quarter.
  • 11 funds opened new VanEck Mortgage REIT Income ETF positions in Q4 2018 and 5 closed out, a net change of +6 holders.
  • The largest VanEck Mortgage REIT Income ETF buyer in Q4 2018 was Arlington Capital Management, an estimated $1.56M added.
  • The largest VanEck Mortgage REIT Income ETF seller in Q4 2018 was Peak Financial Management, an estimated $2.29M sold.

Based on aggregated 13F filings for Q4 2018.