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VanEck Mortgage REIT Income ETF

23 hedge funds and large institutions have $21.4M invested in VanEck Mortgage REIT Income ETF in 2014 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 7 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

43% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 7

6.88% less ownership

Funds ownership: 28.01%21.12% (-6.9%)

8% less funds holding

Funds holding: 2523 (-2)

14% less capital invested

Capital invested by funds: $24.8M → $21.4M (-$3.4M)

40% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 5

Holders
23
Holders Change
-2
Holders Change %
-8%
% of All Funds
0.66%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
10
Reduced
7
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$9.11M +$28K +1,180 +0.3%
Morgan Stanley
2
Morgan Stanley
New York
$7.2M -$2.03M -85,659 -23%
CCWA
3
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$1.03M -$33K -1,389 -3%
LPL Financial
4
LPL Financial
California
$845K +$143K +6,022 +21%
GI
5
Gradient Investments
Minnesota
$786K +$333K +14,053 +78%
LS
6
Lattice Strategies
Pennsylvania
$527K -$46.4K -1,955 -8%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$272K -$3.49M -146,971 -93%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$232K -$4.75K -200 -2%
HighTower Advisors
9
HighTower Advisors
Illinois
$220K +$214K +9,000 New
Creative Planning
10
Creative Planning
Kansas
$214K +$208K +8,749 New
TT
11
Tower Trust
Indiana
$199K -$36.1K -1,523 -16%
Citigroup
12
Citigroup
New York
$137K +$2.04K +86 +2%
AIG
13
American International Group
New York
$129K +$99.3K +4,185 +378%
CFA
14
CT Financial Advisors
Pennsylvania
$128K +$125K +5,282 New
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$107K +$50.8K +2,140 +96%
Ameriprise
16
Ameriprise
Minnesota
$100K +$9.18K +387 +10%
U
17
UBS
Switzerland
$61K +$2.37K +100 +4%
Deutsche Bank
18
Deutsche Bank
Germany
$56K +$15.3K +645 +39%
SCG
19
Strategic Capital Group
Washington
$39K -$15.1K -638 -29%
LIA
20
LS Investment Advisors
Michigan
$17K
MFS
21
MSI Financial Services
Massachusetts
$16K +$11.3K +475 +283%
WEC
22
Winslow Evans & Crocker
Massachusetts
$8.56K
NES
23
New England Securities
New York
$5K
FIM
24
Freedom Investment Management
Connecticut
-$574K -25,908 Closed
Jane Street
25
Jane Street
New York
-$366K -16,505 Closed

MORT Hedge Fund Activity: Q1 2014 in Review

23 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in VanEck Mortgage REIT Income ETF (MORT) for Q1 2014, worth a combined $21.4M — down 14% from $24.8M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of MORT and 3 opened new positions — a net loss of 2 holders — while 7 trimmed existing stakes and 10 added.

The largest buyer was Gradient Investments, adding an estimated $333K. The largest seller was Royal Bank of Canada, cutting an estimated $3.49M.

  • 23 institutional investors held VanEck Mortgage REIT Income ETF (MORT) as of Q1 2014, down from 25 in Q4 2013.
  • Funds reported $21.4M of VanEck Mortgage REIT Income ETF stock for Q1 2014, down 14% quarter-over-quarter.
  • 3 funds opened new VanEck Mortgage REIT Income ETF positions in Q1 2014 and 5 closed out, a net change of -2 holders.
  • The largest VanEck Mortgage REIT Income ETF buyer in Q1 2014 was Gradient Investments, an estimated $333K added.
  • The largest VanEck Mortgage REIT Income ETF seller in Q1 2014 was Royal Bank of Canada, an estimated $3.49M sold.

Based on aggregated 13F filings for Q1 2014.