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VanEck Mortgage REIT Income ETF

31 hedge funds and large institutions have $23.5M invested in VanEck Mortgage REIT Income ETF in 2014 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 3 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

140% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 5

24% more funds holding

Funds holding: 2531 (+6)

0.18% less ownership

Funds ownership: 20.4%20.22% (-0.18%)

2% less capital invested

Capital invested by funds: $24.1M → $23.5M (-$597K)

63% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 8

Holders
31
Holders Change
+6
Holders Change %
+24%
% of All Funds
0.83%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
3
Reduced
8
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$7.37M -$413K -16,852 -5%
Morgan Stanley
2
Morgan Stanley
New York
$5.33M -$977K -39,874 -15%
LPL Financial
3
LPL Financial
California
$2.74M +$573K +23,369 +25%
GI
4
Gradient Investments
Minnesota
$2.28M +$459K +18,747 +24%
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$1.8M +$1.02M +41,512 +126%
CCWA
6
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$653K -$304K -12,396 -31%
LS
7
Lattice Strategies
Pennsylvania
$501K -$56K -2,285 -10%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$493K +$509K +20,782 New
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$406K -$1.27M -51,826 -75%
Thrivent Financial for Lutherans
10
Thrivent Financial for Lutherans
Minnesota
$381K -$30.1K -1,230 -7%
Deutsche Bank
11
Deutsche Bank
Germany
$322K
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$220K
HighTower Advisors
13
HighTower Advisors
Illinois
$213K
UBS Group
14
UBS Group
Switzerland
$176K +$181K +7,405 New
AIG
15
American International Group
New York
$159K -$7.96K -325 -5%
P
16
Palladiem
Pennsylvania
$89K +$91.9K +3,750 New
Citigroup
17
Citigroup
New York
$82K -$52.5K -2,144 -38%
CFA
18
CT Financial Advisors
Pennsylvania
$74.6K +$77.2K +3,149 New
US Bancorp
19
US Bancorp
Minnesota
$55K
PSI
20
Pinnacle Summer Investments
Virginia
$35K +$36.1K +1,472 New
WA
21
WFG Advisors
Texas
$24K +$24.5K +1,000 New
SIA
22
Stancorp Investment Advisers
Oregon
$24K +$25K +1,020 New
LIA
23
LS Investment Advisors
Michigan
$17K
MFS
24
MSI Financial Services
Massachusetts
$16K
WEC
25
Winslow Evans & Crocker
Massachusetts
$8.3K

MORT Hedge Fund Activity: Q4 2014 in Review

31 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in VanEck Mortgage REIT Income ETF (MORT) for Q4 2014, worth a combined $23.5M — down 2.5% from $24.1M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new MORT positions and 5 closed out — a net gain of 7 holders — while 3 added to existing stakes and 8 trimmed.

The largest buyer was Ladenburg Thalmann Financial Services, adding an estimated $1.02M. The largest seller was Royal Bank of Canada, cutting an estimated $1.27M.

  • 31 institutional investors held VanEck Mortgage REIT Income ETF (MORT) as of Q4 2014, up from 25 in Q3 2014.
  • Funds reported $23.5M of VanEck Mortgage REIT Income ETF stock for Q4 2014, down 2.5% quarter-over-quarter.
  • 12 funds opened new VanEck Mortgage REIT Income ETF positions in Q4 2014 and 5 closed out, a net change of +7 holders.
  • The largest VanEck Mortgage REIT Income ETF buyer in Q4 2014 was Ladenburg Thalmann Financial Services, an estimated $1.02M added.
  • The largest VanEck Mortgage REIT Income ETF seller in Q4 2014 was Royal Bank of Canada, an estimated $1.27M sold.

Based on aggregated 13F filings for Q4 2014.