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VanEck Mortgage REIT Income ETF

36 hedge funds and large institutions have $27.6M invested in VanEck Mortgage REIT Income ETF in 2016 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

71% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 7

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

5% more capital invested

Capital invested by funds: $26.3M → $27.6M (+$1.33M)

1.64% more ownership

Funds ownership: 24.94%26.57% (+1.6%)

3% less funds holding

Funds holding: 3736 (-1)

Holders
36
Holders Change
-1
Holders Change %
-2.7%
% of All Funds
0.9%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
5
Increased
12
Reduced
7
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PFM
1
Peak Financial Management
Massachusetts
$9.17M +$175K +8,019 +2%
GI
2
Gradient Investments
Minnesota
$4.36M +$177K +8,093 +4%
Morgan Stanley
3
Morgan Stanley
New York
$2.8M +$148K +6,783 +6%
Bank of America
4
Bank of America
North Carolina
$2.1M -$1.16M -52,893 -35%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$1.77M +$1.77M +81,078 New
PCP
6
Proficio Capital Partners
Massachusetts
$1M
LPL Financial
7
LPL Financial
California
$974K +$191K +8,738 +25%
VKH
8
Virtu KCG Holdings
New York
$800K -$30.1K -1,376 -4%
ACM
9
Aviance Capital Management
Florida
$620K -$58.9K -2,692 -9%
Jane Street
10
Jane Street
New York
$484K +$484K +22,119 New
PAS
11
Partnervest Advisory Services
California
$478K -$13.1K -601 -3%
RJA
12
Raymond James & Associates
Florida
$441K +$58.6K +2,680 +15%
UBS Group
13
UBS Group
Switzerland
$390K -$10.3K -470 -3%
Citadel Advisors
14
Citadel Advisors
Florida
$336K +$336K +15,376 New
AG
15
Advisor Group
Arizona
$331K +$89K +4,068 +37%
CHAM
16
Clear Harbor Asset Management
Connecticut
$287K +$287K +13,120 New
LS
17
Lattice Strategies
Pennsylvania
$227K +$24.1K +1,100 +12%
MFS
18
MSI Financial Services
Massachusetts
$187K +$25.3K +1,157 +16%
Creative Planning
19
Creative Planning
Kansas
$159K
IA
20
IFP Advisors
Florida
$125K +$2.45K +112 +2%
CFA
21
CT Financial Advisors
Pennsylvania
$110K
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$91K +$42.5K +1,941 +87%
AWMS
23
Advocacy Wealth Management Services
Georgia
$82K +$26.2K +1,200 +47%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$75K -$1.75K -80 -2%
US Bancorp
25
US Bancorp
Minnesota
$50K

MORT Hedge Fund Activity: Q4 2016 in Review

36 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in VanEck Mortgage REIT Income ETF (MORT) for Q4 2016, worth a combined $27.6M — up 5.1% from $26.3M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new MORT positions and 4 closed out — a net gain of 1 holder — while 12 added to existing stakes and 7 trimmed.

The largest buyer was Susquehanna International Group, opening a new position worth an estimated $1.77M. The largest seller was Bank of America, cutting an estimated $1.16M.

  • 36 institutional investors held VanEck Mortgage REIT Income ETF (MORT) as of Q4 2016, down from 37 in Q3 2016.
  • Funds reported $27.6M of VanEck Mortgage REIT Income ETF stock for Q4 2016, up 5.1% quarter-over-quarter.
  • 5 funds opened new VanEck Mortgage REIT Income ETF positions in Q4 2016 and 4 closed out, a net change of +1 holder.
  • The largest VanEck Mortgage REIT Income ETF buyer in Q4 2016 was Susquehanna International Group, an estimated $1.77M added.
  • The largest VanEck Mortgage REIT Income ETF seller in Q4 2016 was Bank of America, an estimated $1.16M sold.

Based on aggregated 13F filings for Q4 2016.