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VanEck Mortgage REIT Income ETF

25 hedge funds and large institutions have $24.1M invested in VanEck Mortgage REIT Income ETF in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 11 increasing their positions, 6 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

83% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 6

1.98% less ownership

Funds ownership: 22.38%20.4% (-2%)

7% less funds holding

Funds holding: 2725 (-2)

10% less capital invested

Capital invested by funds: $26.8M → $24.1M (-$2.69M)

33% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 6

Holders
25
Holders Change
-2
Holders Change %
-7.41%
% of All Funds
0.73%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
11
Reduced
6
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$7.81M -$1.37M -55,108 -14%
Morgan Stanley
2
Morgan Stanley
New York
$6.32M -$1.55M -62,434 -19%
LPL Financial
3
LPL Financial
California
$2.17M +$1.04M +41,970 +83%
GI
4
Gradient Investments
Minnesota
$1.84M +$603K +24,352 +46%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.65M +$1.1M +44,307 +180%
CCWA
6
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$952K -$36.8K -1,487 -4%
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$803K +$502K +20,254 +160%
LS
8
Lattice Strategies
Pennsylvania
$559K +$47K +1,895 +9%
Thrivent Financial for Lutherans
9
Thrivent Financial for Lutherans
Minnesota
$411K +$36.1K +1,455 +9%
Deutsche Bank
10
Deutsche Bank
Germany
$325K +$112K +4,500 +49%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$222K -$4.96K -200 -2%
HighTower Advisors
12
HighTower Advisors
Illinois
$215K
AIG
13
American International Group
New York
$167K +$50.9K +2,052 +41%
Ameriprise
14
Ameriprise
Minnesota
$141K +$7.98K +322 +6%
Citigroup
15
Citigroup
New York
$134K -$372 -15 -0.3%
U
16
UBS
Switzerland
$88K +$20.4K +825 +29%
PAG
17
Private Advisor Group
New Jersey
$72K +$74.3K +3,000 New
US Bancorp
18
US Bancorp
Minnesota
$55K +$57K +2,300 New
NFG
19
Next Financial Group
Texas
$50K +$52K +2,100 New
MHS
20
M Holdings Securities
Oregon
$33K +$34.8K +1,403 New
LIA
21
LS Investment Advisors
Michigan
$17K
MFS
22
MSI Financial Services
Massachusetts
$16K +$4.96K +200 +42%
SSB
23
Sandy Spring Bank
Maryland
$10K
WEC
24
Winslow Evans & Crocker
Massachusetts
$8.35K
NES
25
New England Securities
New York
$5K -$23.8K -960 -81%

MORT Hedge Fund Activity: Q3 2014 in Review

25 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in VanEck Mortgage REIT Income ETF (MORT) for Q3 2014, worth a combined $24.1M — down 10% from $26.8M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of MORT and 4 opened new positions — a net loss of 2 holders — while 6 trimmed existing stakes and 11 added.

The largest buyer was Royal Bank of Canada, adding an estimated $1.1M. The largest seller was Morgan Stanley, cutting an estimated $1.55M.

  • 25 institutional investors held VanEck Mortgage REIT Income ETF (MORT) as of Q3 2014, down from 27 in Q2 2014.
  • Funds reported $24.1M of VanEck Mortgage REIT Income ETF stock for Q3 2014, down 10% quarter-over-quarter.
  • 4 funds opened new VanEck Mortgage REIT Income ETF positions in Q3 2014 and 6 closed out, a net change of -2 holders.
  • The largest VanEck Mortgage REIT Income ETF buyer in Q3 2014 was Royal Bank of Canada, an estimated $1.1M added.
  • The largest VanEck Mortgage REIT Income ETF seller in Q3 2014 was Morgan Stanley, an estimated $1.55M sold.

Based on aggregated 13F filings for Q3 2014.