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VanEck Mortgage REIT Income ETF

27 hedge funds and large institutions have $21.8M invested in VanEck Mortgage REIT Income ETF in 2013 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 13 increasing their positions, 4 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

225% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 4

100% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 4

32% more capital invested

Capital invested by funds: $16.5M → $21.8M (+$5.29M)

17% more funds holding

Funds holding: 2327 (+4)

6.64% more ownership

Funds ownership: 14.99%21.64% (+6.6%)

Holders
27
Holders Change
+4
Holders Change %
+17.39%
% of All Funds
0.88%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
13
Reduced
4
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.64M +$4.98M +210,994 +319%
Bank of America
2
Bank of America
North Carolina
$5.6M +$2.96M +125,658 +117%
SCG
3
Strategic Capital Group
Washington
$2.86M +$1.17M +49,425 +71%
FIM
4
Freedom Investment Management
Connecticut
$1.61M +$377K +15,985 +31%
CCWA
5
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$1.03M +$1.01M +42,817 New
DC
6
Davenport & Co
Virginia
$815K +$802K +34,001 New
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$504K +$288K +12,187 +138%
CS
8
Credit Suisse
Switzerland
$434K +$102K +4,304 +31%
PI
9
Placemark Investments
Illinois
$344K +$339K +14,373 New
LPL Financial
10
LPL Financial
California
$334K +$56.5K +2,393 +20%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$224K
TT
12
Tower Trust
Indiana
$223K +$219K +9,270 New
VF
13
Virtu Financial
New York
$221K +$218K +9,223 New
HighTower Advisors
14
HighTower Advisors
Illinois
$215K -$76.7K -3,250 -27%
Citigroup
15
Citigroup
New York
$159K +$47K +1,991 +43%
U
16
UBS
Switzerland
$136K +$35.6K +1,510 +36%
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$87K +$85.7K +3,634 New
AIG
18
American International Group
New York
$64.9K +$6.7K +284 +12%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$53K -$1.65K -70 -3%
Ameriprise
20
Ameriprise
Minnesota
$50K +$32.6K +1,383 +195%
Deutsche Bank
21
Deutsche Bank
Germany
$46K +$23.6K +1,000 +100%
Creative Planning
22
Creative Planning
Kansas
$42K +$17.9K +758 +76%
Nomura Holdings
23
Nomura Holdings
Japan
$30K +$29.8K +1,264 New
GI
24
Gradient Investments
Minnesota
$19K +$18.4K +780 New
LIA
25
LS Investment Advisors
Michigan
$17K

MORT Hedge Fund Activity: Q3 2013 in Review

27 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in VanEck Mortgage REIT Income ETF (MORT) for Q3 2013, worth a combined $21.8M — up 32% from $16.5M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new MORT positions and 4 closed out — a net gain of 4 holders — while 13 added to existing stakes and 4 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $4.98M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $5.26M sold.

  • 27 institutional investors held VanEck Mortgage REIT Income ETF (MORT) as of Q3 2013, up from 23 in Q2 2013.
  • Funds reported $21.8M of VanEck Mortgage REIT Income ETF stock for Q3 2013, up 32% quarter-over-quarter.
  • 8 funds opened new VanEck Mortgage REIT Income ETF positions in Q3 2013 and 4 closed out, a net change of +4 holders.
  • The largest VanEck Mortgage REIT Income ETF buyer in Q3 2013 was Morgan Stanley, an estimated $4.98M added.
  • The largest VanEck Mortgage REIT Income ETF seller in Q3 2013 was Susquehanna International Group, an estimated $5.26M sold.

Based on aggregated 13F filings for Q3 2013.