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VanEck Mortgage REIT Income ETF

37 hedge funds and large institutions have $26.3M invested in VanEck Mortgage REIT Income ETF in 2016 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 12 increasing their positions, 7 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

71% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 7

2.31% less ownership

Funds ownership: 27.25%24.94% (-2.3%)

5% less funds holding

Funds holding: 3937 (-2)

7% less capital invested

Capital invested by funds: $28.3M → $26.3M (-$2.05M)

40% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 5

Holders
37
Holders Change
-2
Holders Change %
-5.13%
% of All Funds
0.99%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
12
Reduced
7
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PFM
1
Peak Financial Management
Massachusetts
$9.24M +$813K +36,876 +10%
GI
2
Gradient Investments
Minnesota
$4.3M +$476K +21,576 +13%
Bank of America
3
Bank of America
North Carolina
$3.35M +$647K +29,363 +25%
Morgan Stanley
4
Morgan Stanley
New York
$2.73M +$172K +7,783 +7%
PCP
5
Proficio Capital Partners
Massachusetts
$1.03M
VKH
6
Virtu KCG Holdings
New York
$853K -$3.68K -167 -0.4%
LPL Financial
7
LPL Financial
California
$742K +$80.6K +3,659 +12%
ACM
8
Aviance Capital Management
Florida
$698K +$5.55K +252 +0.8%
PAS
9
Partnervest Advisory Services
California
$505K -$68.1K -3,091 -12%
UBS Group
10
UBS Group
Switzerland
$411K +$2.29K +104 +0.6%
CCWA
11
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$398K
RJA
12
Raymond James & Associates
Florida
$393K +$137K +6,215 +55%
AG
13
Advisor Group
Arizona
$249K -$59.7K -2,710 -20%
LS
14
Lattice Strategies
Pennsylvania
$209K +$205K +9,290 New
MFS
15
MSI Financial Services
Massachusetts
$166K +$42K +1,904 +35%
Creative Planning
16
Creative Planning
Kansas
$163K +$60.6K +2,750 +61%
IWMPD
17
Integrated Wealth Management (Palm Desert)
California
$143K +$140K +6,365 New
IA
18
IFP Advisors
Florida
$126K -$44.7K -2,027 -27%
CFA
19
CT Financial Advisors
Pennsylvania
$113K -$5.86K -266 -5%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$78K +$683 +31 +0.9%
AWMS
21
Advocacy Wealth Management Services
Georgia
$57K -$240K -10,875 -81%
US Bancorp
22
US Bancorp
Minnesota
$52K
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$50K +$22.6K +1,027 +85%
Wells Fargo
24
Wells Fargo
California
$47K
WA
25
WFG Advisors
Texas
$45K

MORT Hedge Fund Activity: Q3 2016 in Review

37 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in VanEck Mortgage REIT Income ETF (MORT) for Q3 2016, worth a combined $26.3M — down 7.2% from $28.3M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of MORT and 3 opened new positions — a net loss of 2 holders — while 7 trimmed existing stakes and 12 added.

The largest buyer was Peak Financial Management, adding an estimated $813K. The largest seller was Mirae Asset Global Investments, exiting entirely with an estimated $4.24M sold.

  • 37 institutional investors held VanEck Mortgage REIT Income ETF (MORT) as of Q3 2016, down from 39 in Q2 2016.
  • Funds reported $26.3M of VanEck Mortgage REIT Income ETF stock for Q3 2016, down 7.2% quarter-over-quarter.
  • 3 funds opened new VanEck Mortgage REIT Income ETF positions in Q3 2016 and 5 closed out, a net change of -2 holders.
  • The largest VanEck Mortgage REIT Income ETF buyer in Q3 2016 was Peak Financial Management, an estimated $813K added.
  • The largest VanEck Mortgage REIT Income ETF seller in Q3 2016 was Mirae Asset Global Investments, an estimated $4.24M sold.

Based on aggregated 13F filings for Q3 2016.