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IQ ARB Merger Arbitrage ETF

43 hedge funds and large institutions have $50.2M invested in IQ ARB Merger Arbitrage ETF in 2016 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 14 increasing their positions, 17 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

8% more funds holding

Funds holding: 4043 (+3)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

2% less capital invested

Capital invested by funds: $51.3M → $50.2M (-$1.1M)

1.32% less ownership

Funds ownership: 37.35%36.04% (-1.3%)

18% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 17

Holders
43
Holders Change
+3
Holders Change %
+7.5%
% of All Funds
1.07%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
7
Increased
14
Reduced
17
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PCP
26
Proficio Capital Partners
Massachusetts
$255K -$179K -6,150 -41%
MFS
27
MSI Financial Services
Massachusetts
$242K -$38.6K -1,329 -14%
TFA
28
Transamerica Financial Advisors
Florida
$241K +$237K +8,144 +12,927%
Royal Bank of Canada
29
Royal Bank of Canada
Ontario, Canada
$168K +$106K +3,650 +174%
BCI
30
Brinker Capital Investments
Pennsylvania
$84K +$35.1K +1,210 +74%
AG
31
Advisor Group
Arizona
$45K +$15.1K +520 +51%
NR
32
Newfound Research
Massachusetts
$35K +$2.85K +98 +9%
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$30K +$18.5K +636 +164%
AA
34
Ancora Advisors
Ohio
$24K +$23.4K +804 New
Bank of Montreal
35
Bank of Montreal
Ontario, Canada
$23K
VNA
36
Valley National Advisers
Pennsylvania
$16K
Creative Planning
37
Creative Planning
Kansas
$16K +$15.4K +531 New
Manulife (Manufacturers Life Insurance)
38
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$12K -$6.16K -212 -35%
RFWA
39
RPg Family Wealth Advisory
Massachusetts
$12K +$11.9K +409 New
SEI Investments
40
SEI Investments
Pennsylvania
$3K +$2.9K +100 New
Wells Fargo
41
Wells Fargo
California
$1K -$2.9K -100 -75%
GI
42
Gradient Investments
Minnesota
$1K +$1.13K +39 New
Susquehanna International Group
43
Susquehanna International Group
Pennsylvania
-$1.25M -42,884 Closed
CAM
44
Cidel Asset Management
Ontario, Canada
-$216K -7,395 Closed
CWM
45
Concert Wealth Management
California
-$83K -2,812 Closed
ACM
46
Argentus Capital Management
Texas
-$10K -345 Closed

MNA Hedge Fund Activity: Q4 2016 in Review

43 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in IQ ARB Merger Arbitrage ETF (MNA) for Q4 2016, worth a combined $50.2M — down 2.1% from $51.3M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new MNA positions and 4 closed out — a net gain of 3 holders — while 14 added to existing stakes and 17 trimmed.

The largest buyer was Bank of Stockton, adding an estimated $1.26M. The largest seller was Commonwealth Equity Services, cutting an estimated $3.91M.

  • 43 institutional investors held IQ ARB Merger Arbitrage ETF (MNA) as of Q4 2016, up from 40 in Q3 2016.
  • Funds reported $50.2M of IQ ARB Merger Arbitrage ETF stock for Q4 2016, down 2.1% quarter-over-quarter.
  • 7 funds opened new IQ ARB Merger Arbitrage ETF positions in Q4 2016 and 4 closed out, a net change of +3 holders.
  • The largest IQ ARB Merger Arbitrage ETF buyer in Q4 2016 was Bank of Stockton, an estimated $1.26M added.
  • The largest IQ ARB Merger Arbitrage ETF seller in Q4 2016 was Commonwealth Equity Services, an estimated $3.91M sold.

Based on aggregated 13F filings for Q4 2016.