Bank of Stockton’s NYLIM Merger Arbitrage ETF MNA Stock Holding History

Bank of Stockton’s Portfolio MNA Stock Details MNA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-10,000	Closed	-$313K	–	115
2022 Q3	$313K	Hold	10,000	–	–	0.12%	92
2022 Q2	$310K	Hold	10,000	–	–	0.12%	97
2022 Q1	$319K	Hold	10,000	–	–	0.1%	98
2021 Q4	$323K	Hold	10,000	–	–	0.1%	104
2021 Q3	$329K	Hold	10,000	–	–	0.1%	102
2021 Q2	$335K	Hold	10,000	–	–	0.1%	103
2021 Q1	$329K	Hold	10,000	–	–	0.11%	99
2020 Q4	$333K	Buy	+10,000	New	+$339K	0.13%	97
2020 Q1	–	Sell	-61,812	Closed	-$2.05M	–	102
2019 Q4	$2.05M	Sell	61,812 -19,910	-24%	-$650K	0.87%	26
2019 Q3	$2.62M	Sell	81,722 -269,422	-77%	-$8.57M	1.14%	19
2019 Q2	$11.1M	Sell	351,144 -24,972	-7%	-$792K	5.62%	3
2019 Q1	$12M	Buy	376,116 +43,559	+13%	+$1.4M	6.18%	3
2018 Q4	$10.5M	Buy	332,557 +3,265	+1%	+$104K	6.39%	3
2018 Q3	$10.5M	Sell	329,292 -2,228	-0.7%	-$69.8K	5.29%	3
2018 Q2	$10.2M	Sell	331,520 -4,149	-1%	-$127K	5.52%	3
2018 Q1	$10.3M	Buy	335,669 +18,133	+6%	+$566K	4.32%	6
2017 Q4	$9.86M	Buy	317,536 +35,313	+13%	+$1.09M	4.05%	6
2017 Q3	$8.7M	Buy	282,223 +14,401	+5%	+$442K	3.96%	6
2017 Q2	$8.23M	Buy	267,822 +34,032	+15%	+$1.03M	3.74%	6
2017 Q1	$7.01M	Buy	233,790 +31,360	+15%	+$931K	3.2%	7
2016 Q4	$5.93M	Buy	202,430 +43,305	+27%	+$1.26M	2.82%	9
2016 Q3	$4.65M	Buy	+159,125	New	+$4.56M	2.31%	9

Other funds holding MNA

Greenleaf Trust Kalamazoo, Michigan $10.4B AUM 0.97% 1-Year Est. Return

OIA

OneDigital Investment Advisors Overland Park, Kansas $11.8B AUM 21.23% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $128B AUM 35.83% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

WAP

Wealthcare Advisory Partners West Chester, Pennsylvania $5.27B AUM 22.23% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

OPCM

Osborne Partners Capital Management San Francisco, California $1.8B AUM 22.23% 1-Year Est. Return

Bank of Stockton's MNA Position: Q4 2022 in Review

Bank of Stockton sold out of NYLIM Merger Arbitrage ETF (MNA) in Q4 2022, closing a stake of 10,000 shares — an estimated $313K sold.

Bank of Stockton first reported a position in MNA in Q3 2016 and held it in 22 quarters. The position peaked at $12M in Q1 2019. 118 funds tracked by Wall St. Rank hold MNA as of Q4 2022.

Bank of Stockton reported no remaining NYLIM Merger Arbitrage ETF position as of Q4 2022 after selling out during the quarter.
Bank of Stockton sold 10,000 NYLIM Merger Arbitrage ETF shares in Q4 2022, an estimated $313K.
Bank of Stockton first reported a position in NYLIM Merger Arbitrage ETF in Q3 2016 and held it in 22 quarters.
Bank of Stockton's NYLIM Merger Arbitrage ETF position peaked at $12M in Q1 2019.
118 funds tracked by Wall St. Rank held NYLIM Merger Arbitrage ETF as of Q4 2022.

Based on Bank of Stockton's 13F filing for Q4 2022, filed 18 Jan 2023.