Newfound Research’s NYLIM Merger Arbitrage ETF MNA Stock Holding History

Newfound Research’s Portfolio MNA Stock Details MNA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-135	Closed	-$4K	–	192
2018 Q4	$4K	Hold	135	–	–	﹤0.01%	41
2018 Q3	$4K	Sell	135 -2	-1%	-$63	﹤0.01%	76
2018 Q2	$4K	Hold	137	–	–	﹤0.01%	65
2018 Q1	$4K	Hold	137	–	–	﹤0.01%	64
2017 Q4	$4K	Buy	137 +25	+22%	+$771	﹤0.01%	76
2017 Q3	$3K	Hold	112	–	–	﹤0.01%	79
2017 Q2	$3K	Hold	112	–	–	﹤0.01%	87
2017 Q1	$3K	Sell	112 -1,071	-91%	-$31.8K	﹤0.01%	87
2016 Q4	$35K	Buy	1,183 +98	+9%	+$2.85K	0.03%	36
2016 Q3	$32K	Buy	1,085 +227	+26%	+$6.5K	0.03%	44
2016 Q2	$24K	Sell	858 -461	-35%	-$13.2K	0.03%	46
2016 Q1	$38K	Buy	1,319 +314	+31%	+$8.9K	0.04%	28
2015 Q4	$28K	Buy	+1,005	New	+$27.9K	0.03%	31

Other funds holding MNA

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $13.1B AUM 28.37% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Greenleaf Trust Kalamazoo, Michigan $10.4B AUM 0.97% 1-Year Est. Return

CFIA

Cantor Fitzgerald Investment Advisors New York $1.48B AUM 24.05% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

OIA

OneDigital Investment Advisors Overland Park, Kansas $11.8B AUM 21.23% 1-Year Est. Return

Newfound Research's MNA Position: Q1 2019 in Review

Newfound Research sold out of NYLIM Merger Arbitrage ETF (MNA) in Q1 2019, closing a stake of 135 shares — an estimated $4K sold.

Newfound Research first reported a position in MNA in Q4 2015 and held it in 13 quarters. The position peaked at $38K in Q1 2016. 123 funds tracked by Wall St. Rank hold MNA as of Q1 2019.

Newfound Research reported no remaining NYLIM Merger Arbitrage ETF position as of Q1 2019 after selling out during the quarter.
Newfound Research sold 135 NYLIM Merger Arbitrage ETF shares in Q1 2019, an estimated $4K.
Newfound Research first reported a position in NYLIM Merger Arbitrage ETF in Q4 2015 and held it in 13 quarters.
Newfound Research's NYLIM Merger Arbitrage ETF position peaked at $38K in Q1 2016.
123 funds tracked by Wall St. Rank held NYLIM Merger Arbitrage ETF as of Q1 2019.

Based on Newfound Research's 13F filing for Q1 2019, filed 14 May 2019.