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Main Street Capital
MAIN

236 hedge funds and large institutions have $508M invested in Main Street Capital in 2021 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 84 increasing their positions, 72 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 16

47% more call options, than puts

Call options by funds: $14.6M | Put options by funds: $9.91M

17% more repeat investments, than reductions

Existing positions increased: 84 | Existing positions reduced: 72

4% more funds holding

Funds holding: 228 → 236 (+8)

4% more capital invested

Capital invested by funds: $488M → $508M (+$19.7M)

0.55% more ownership

Funds ownership: 17.42% → 17.97% (+0.55%)

0% more funds holding in top 10

Funds holding in top 10: 4 → 4 (0)

Holders
236
Holders Change
+8
Holders Change %
+3.51%
% of All Funds
4.13%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
27
Increased
84
Reduced
72
Closed
16
Calls
$14.6M
Puts
$9.91M
Net Calls
+$4.64M
Net Calls Change
+$4.57M

Top Buyers

1
Two Sigma Advisers
Two Sigma Advisers
New York
+$6.46M
2
Two Sigma Investments
Two Sigma Investments
New York
+$5.01M
3
BlackRock
BlackRock
New York
+$4.56M
4
VanEck Associates
VanEck Associates
New York
+$3.21M
5
MWM
Meridian Wealth Management
Kentucky
+$2.87M

Top Sellers

1
State of Wisconsin Investment Board
State of Wisconsin Investment Board
Wisconsin
-$2.33M
2
Skandinaviska Enskilda Banken (SEB)
Skandinaviska Enskilda Banken (SEB)
Sweden
-$1.42M
3
Legal & General Group
Legal & General Group
United Kingdom
-$1.24M
4
FMP
Financial Management Professionals
Texas
-$1.22M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.15M
Name Holding Trade Value Shares
Change 		Change in
Stake
APWA
201
Atlas Private Wealth Advisors
New Jersey
$20K – – –
PFGIA
202
Patriot Financial Group Insurance Agency
Massachusetts
$19K +$208 +5 +1%
AF
203
Advisornet Financial
Minnesota
$16K +$208 +5 +1%
IWP
204
IAG Wealth Partners
Wisconsin
$13K – – –
HF
205
Halpern Financial
Virginia
$12.1K +$12.3K +295 New
AA
206
AlphaMark Advisors
Kentucky
$12K – – –
US Bancorp
207
US Bancorp
Minnesota
$11K +$665 +16 +6%
Fifth Third Bancorp
208
Fifth Third Bancorp
Ohio
$11K +$11K +264 New
HDIM
209
Hanson & Doremus Investment Management
Vermont
$10K +$10.4K +250 New
COCM
210
Charter Oak Capital Management
New Hampshire
$9K – – –
DAM
211
Delta Asset Management
Tennessee
$9K – – –
First Manhattan
212
First Manhattan
New York
$8K – – –
S
213
SignatureFD
Georgia
$8K +$2.79K +67 +56%
JFA
214
JNBA Financial Advisors
Minnesota
$8K +$8.28K +199 New
HA
215
Herold Advisors
New York
$8K +$8.32K +200 New
BNP Paribas Financial Markets
216
BNP Paribas Financial Markets
France
$7.56K -$166 -4 -2%
TAM
217
Tucker Asset Management
Colorado
$7.36K – – –
KTC
218
Kistler-Tiffany Companies
Pennsylvania
$7K – – –
LPWM
219
Lake Point Wealth Management
Texas
$6K – – –
WBC
220
West Branch Capital
Massachusetts
$5K – – –
JCM
221
Jacobi Capital Management
Pennsylvania
$5K +$4.99K +120 New
CG
222
Cutler Group
California
$4K -$65.6K -1,578 -94%
FCA
223
FinTrust Capital Advisors
South Carolina
$4K – – –
BWL
224
Bogart Wealth LLC
Virginia
$4K +$83 +2 +2%
DFCM
225
Dark Forest Capital Management
Puerto Rico
$4K +$3.91K +94 New
6 7 8
9
10

MAIN Hedge Fund Activity: Q3 2021 in Review

236 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q3 2021, worth a combined $508M — up 4% from $488M a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new MAIN positions and 16 closed out — a net gain of 11 holders — while 84 added to existing stakes and 72 trimmed.

The largest buyer was Two Sigma Advisers, adding an estimated $6.46M. The largest seller was State of Wisconsin Investment Board, cutting an estimated $2.33M.

  • 236 institutional investors held Main Street Capital (MAIN) as of Q3 2021, up from 228 in Q2 2021.
  • Funds reported $508M of Main Street Capital stock for Q3 2021, up 4% quarter-over-quarter.
  • 27 funds opened new Main Street Capital positions in Q3 2021 and 16 closed out, a net change of +11 holders.
  • The largest Main Street Capital buyer in Q3 2021 was Two Sigma Advisers, an estimated $6.46M added.
  • The largest Main Street Capital seller in Q3 2021 was State of Wisconsin Investment Board, an estimated $2.33M sold.

Based on aggregated 13F filings for Q3 2021.