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Main Street Capital

220 hedge funds and large institutions have $280M invested in Main Street Capital in 2020 Q1 according to their latest regulatory filings, with 36 funds opening new positions, 85 increasing their positions, 64 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 85 | Existing positions reduced: 64

0.27% less ownership

Funds ownership: 22.33%22.06% (-0.27%)

13% less funds holding

Funds holding: 252220 (-32)

41% less first-time investments, than exits

New positions opened: 36 | Existing positions closed: 61

54% less capital invested

Capital invested by funds: $609M → $280M (-$328M)

63% less call options, than puts

Call options by funds: $3.9M | Put options by funds: $10.7M

67% less funds holding in top 10

Funds holding in top 10: 62 (-4)

Holders
220
Holders Change
-32
Holders Change %
-12.7%
% of All Funds
4.85%
Holding in Top 10
2
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-66.67%
% of All Funds
0.04%
New
36
Increased
85
Reduced
64
Closed
61
Calls
$3.9M
Puts
$10.7M
Net Calls
-$6.75M
Net Calls Change
-$11.1M
Name Holding Trade Value Shares
Change
Change in
Stake
BFC
201
Bedel Financial Consulting
Indiana
$4K +$7.48K +200 New
BNP Paribas Financial Markets
202
BNP Paribas Financial Markets
France
$3.77K -$7.56K -202 -52%
GI
203
Gradient Investments
Minnesota
$3K -$1.05K -28 -19%
DAM
204
Delta Asset Management
Tennessee
$3K
Barclays
205
Barclays
United Kingdom
$2K -$1.68K -45 -31%
OPS
206
Orion Portfolio Solutions
Nebraska
$2K -$1.05K -28 -22%
CTC
207
Central Trust Company
Missouri
$2K
FA
208
Fortis Advisors
Pennsylvania
$2K
ST
209
Smithfield Trust
Pennsylvania
$2K
HI
210
Hudock Inc
Pennsylvania
$2K +$75 +2 +1%
WT
211
Washington Trust
Rhode Island
$2K +$3.74K +100 New
GWMIA
212
Global Wealth Management Investment Advisory
Florida
$1K
DOA
213
D'Orazio & Associates
Virginia
$1K +$37 +1 +3%
PCIA
214
Prime Capital Investment Advisors
Kansas
$1K +$1.12K +30 New
LC
215
Lindbrook Capital
California
$1K +$1.2K +32 New
FGAM
216
Financial Gravity Asset Management
Texas
$794 -$1.42K -38 -49%
TI
217
tru Independence
Oregon
$47 +$29.9K +800 +53%
Macquarie Group
218
Macquarie Group
Australia
-$24.6M -570,669 Closed
BCM
219
Brasada Capital Management
Texas
-$6.75M -156,521 Closed
PM
220
Pembroke Management
Quebec, Canada
-$2.59M -60,160 Closed
JMPWA
221
JP Morgan Private Wealth Advisors
California
-$2.29M -53,201 Closed
GIM
222
Guild Investment Management
California
-$1.69M -39,192 Closed
Janney Montgomery Scott
223
Janney Montgomery Scott
Pennsylvania
-$800K -18,549 Closed
WEPOG
224
Wealth Enhancement & Preservation of GA
Georgia
-$655K -15,504 Closed
DCM
225
Driehaus Capital Management
Illinois
-$590K -13,681 Closed

MAIN Hedge Fund Activity: Q1 2020 in Review

220 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q1 2020, worth a combined $280M — down 54% from $609M a quarter earlier.

Sellers outnumbered buyers: 61 funds closed out of MAIN and 36 opened new positions — a net loss of 25 holders — while 64 trimmed existing stakes and 85 added.

The largest buyer was Sumitomo Mitsui Trust Group, opening a new position worth an estimated $18.9M. The largest seller was Macquarie Group, exiting entirely with an estimated $24.6M sold.

  • 220 institutional investors held Main Street Capital (MAIN) as of Q1 2020, down from 252 in Q4 2019.
  • Funds reported $280M of Main Street Capital stock for Q1 2020, down 54% quarter-over-quarter.
  • 36 funds opened new Main Street Capital positions in Q1 2020 and 61 closed out, a net change of -25 holders.
  • The largest Main Street Capital buyer in Q1 2020 was Sumitomo Mitsui Trust Group, an estimated $18.9M added.
  • The largest Main Street Capital seller in Q1 2020 was Macquarie Group, an estimated $24.6M sold.

Based on aggregated 13F filings for Q1 2020.