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Main Street Capital

236 hedge funds and large institutions have $508M invested in Main Street Capital in 2021 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 84 increasing their positions, 72 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 16

47% more call options, than puts

Call options by funds: $14.6M | Put options by funds: $9.91M

17% more repeat investments, than reductions

Existing positions increased: 84 | Existing positions reduced: 72

4% more funds holding

Funds holding: 228236 (+8)

4% more capital invested

Capital invested by funds: $488M → $508M (+$19.7M)

0.55% more ownership

Funds ownership: 17.42%17.97% (+0.55%)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

Holders
236
Holders Change
+8
Holders Change %
+3.51%
% of All Funds
4.13%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
27
Increased
84
Reduced
72
Closed
16
Calls
$14.6M
Puts
$9.91M
Net Calls
+$4.64M
Net Calls Change
+$4.57M
Name Holding Trade Value Shares
Change
Change in
Stake
GI
176
Gradient Investments
Minnesota
$104K +$22.7K +545 +28%
Deutsche Bank
177
Deutsche Bank
Germany
$103K +$104K +2,500 New
Koshinski Asset Management
178
Koshinski Asset Management
Illinois
$73.7K +$74.6K +1,794 New
NFG
179
Next Financial Group
Texas
$72K +$60.9K +1,464 +519%
BC
180
Barnett & Company
Tennessee
$70K
FMP
181
Financial Management Professionals
Texas
$68K -$1.22M -29,363 -95%
TCWM
182
Total Clarity Wealth Management
Illinois
$62K +$62.4K +1,500 New
APA
183
American Portfolios Advisors
New York
$52.8K +$4.49K +108 +9%
LSA
184
Leonteq Securities AG
Switzerland
$52.1K +$1.83K +44 +4%
FIA
185
FNY Investment Advisers
New York
$51K +$52K +1,250 New
EWM
186
Evermay Wealth Management
Virginia
$48K
TC
187
Truvestments Capital
Florida
$46K -$18.4K -443 -29%
WT
188
Washington Trust
Rhode Island
$46K
HWA
189
HHM Wealth Advisors
Tennessee
$45K
FGAM
190
Financial Gravity Asset Management
Texas
$41K +$42 +1 New
Rockefeller Capital Management
191
Rockefeller Capital Management
New York
$41K +$14.7K +353 +53%
TCWA
192
Ten Capital Wealth Advisors
Washington
$39K
CFGS
193
Concourse Financial Group Securities
Alabama
$36K +$8.32K +200 +30%
LWA
194
Lowe Wealth Advisors
Maryland
$29K
PWMG
195
Prestige Wealth Management Group
New Jersey
$27K
PA
196
Parallel Advisors
California
$27K +$624 +15 +2%
WB
197
Webster Bank
Connecticut
$23K
Northwestern Mutual Wealth Management
198
Northwestern Mutual Wealth Management
Wisconsin
$22K
OIA
199
Optimum Investment Advisors
Illinois
$21K -$333 -8 -2%
MWA
200
Moser Wealth Advisors
Washington
$21K

MAIN Hedge Fund Activity: Q3 2021 in Review

236 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q3 2021, worth a combined $508M — up 4% from $488M a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new MAIN positions and 16 closed out — a net gain of 11 holders — while 84 added to existing stakes and 72 trimmed.

The largest buyer was Two Sigma Advisers, adding an estimated $6.46M. The largest seller was State of Wisconsin Investment Board, cutting an estimated $2.33M.

  • 236 institutional investors held Main Street Capital (MAIN) as of Q3 2021, up from 228 in Q2 2021.
  • Funds reported $508M of Main Street Capital stock for Q3 2021, up 4% quarter-over-quarter.
  • 27 funds opened new Main Street Capital positions in Q3 2021 and 16 closed out, a net change of +11 holders.
  • The largest Main Street Capital buyer in Q3 2021 was Two Sigma Advisers, an estimated $6.46M added.
  • The largest Main Street Capital seller in Q3 2021 was State of Wisconsin Investment Board, an estimated $2.33M sold.

Based on aggregated 13F filings for Q3 2021.