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Main Street Capital

200 hedge funds and large institutions have $383M invested in Main Street Capital in 2020 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 64 increasing their positions, 75 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

72% more call options, than puts

Call options by funds: $11.9M | Put options by funds: $6.92M

0.29% more ownership

Funds ownership: 19.36%19.65% (+0.29%)

0% more funds holding in top 10

Funds holding in top 10: 66 (0)

2% less capital invested

Capital invested by funds: $391M → $383M (-$7.93M)

4% less funds holding

Funds holding: 208200 (-8)

15% less repeat investments, than reductions

Existing positions increased: 64 | Existing positions reduced: 75

23% less first-time investments, than exits

New positions opened: 23 | Existing positions closed: 30

Holders
200
Holders Change
-8
Holders Change %
-3.85%
% of All Funds
4.04%
Holding in Top 10
6
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.12%
New
23
Increased
64
Reduced
75
Closed
30
Calls
$11.9M
Puts
$6.92M
Net Calls
+$4.99M
Net Calls Change
-$2.59M
Name Holding Trade Value Shares
Change
Change in
Stake
ONST
176
Old North State Trust
North Carolina
$9K +$9.19K +300 New
US Bancorp
177
US Bancorp
Minnesota
$8K -$3.06K -100 -26%
FHA
178
Flagship Harbor Advisors
Massachusetts
$8K +$153 +5 +2%
BFEC
179
Benjamin F. Edwards & Company
Missouri
$7K
RG
180
Retirement Group
California
$7K +$153 +5 +2%
SIM
181
Sonora Investment Management
Arizona
$6K +$6.37K +208 New
BNP Paribas Financial Markets
182
BNP Paribas Financial Markets
France
$5.44K
CG
183
Cutler Group
California
$5K -$97.4K -3,178 -94%
First Manhattan
184
First Manhattan
New York
$5K
KTC
185
Kistler-Tiffany Companies
Pennsylvania
$5K
RFA
186
Reilly Financial Advisors
California
$5K +$5.51K +180 New
DAM
187
Delta Asset Management
Tennessee
$4K
HI
188
Hudock Inc
Pennsylvania
$4K +$92 +3 +2%
ST
189
Smithfield Trust
Pennsylvania
$3K
GWMIA
190
Global Wealth Management Investment Advisory
Florida
$2K
CMBA
191
C.M. Bidwell & Associates
Hawaii
$2K +$1.96K +64 New
DOA
192
D'Orazio & Associates
Virginia
$1K
LC
193
Lindbrook Capital
California
$1K
WAS
194
Winch Advisory Services
Wisconsin
$1K +$980 +32 New
PFS
195
Prospera Financial Services
Texas
$1K +$1.01K +33 New
FCA
196
FinTrust Capital Advisors
South Carolina
$12 +$2.76K +90 +30%
GIM
197
Greenwich Investment Management
Connecticut
-$1.21M -38,977 Closed
Arrowstreet Capital
198
Arrowstreet Capital
Massachusetts
-$607K -19,502 Closed
VWA
199
V Wealth Advisors
Kansas
-$484K -15,535 Closed
Qube Research & Technologies (QRT)
200
Qube Research & Technologies (QRT)
United Kingdom
-$442K -14,200 Closed

MAIN Hedge Fund Activity: Q3 2020 in Review

200 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q3 2020, worth a combined $383M — down 2% from $391M a quarter earlier.

Sellers outnumbered buyers: 30 funds closed out of MAIN and 23 opened new positions — a net loss of 7 holders — while 75 trimmed existing stakes and 64 added.

The largest buyer was Morgan Stanley, adding an estimated $6.04M. The largest seller was Advisory Services Network, cutting an estimated $3.45M.

  • 200 institutional investors held Main Street Capital (MAIN) as of Q3 2020, down from 208 in Q2 2020.
  • Funds reported $383M of Main Street Capital stock for Q3 2020, down 2% quarter-over-quarter.
  • 23 funds opened new Main Street Capital positions in Q3 2020 and 30 closed out, a net change of -7 holders.
  • The largest Main Street Capital buyer in Q3 2020 was Morgan Stanley, an estimated $6.04M added.
  • The largest Main Street Capital seller in Q3 2020 was Advisory Services Network, an estimated $3.45M sold.

Based on aggregated 13F filings for Q3 2020.