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Main Street Capital

220 hedge funds and large institutions have $280M invested in Main Street Capital in 2020 Q1 according to their latest regulatory filings, with 36 funds opening new positions, 85 increasing their positions, 64 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 85 | Existing positions reduced: 64

0.27% less ownership

Funds ownership: 22.33%22.06% (-0.27%)

13% less funds holding

Funds holding: 252220 (-32)

41% less first-time investments, than exits

New positions opened: 36 | Existing positions closed: 61

54% less capital invested

Capital invested by funds: $609M → $280M (-$328M)

63% less call options, than puts

Call options by funds: $3.9M | Put options by funds: $10.7M

67% less funds holding in top 10

Funds holding in top 10: 62 (-4)

Holders
220
Holders Change
-32
Holders Change %
-12.7%
% of All Funds
4.85%
Holding in Top 10
2
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-66.67%
% of All Funds
0.04%
New
36
Increased
85
Reduced
64
Closed
61
Calls
$3.9M
Puts
$10.7M
Net Calls
-$6.75M
Net Calls Change
-$11.1M
Name Holding Trade Value Shares
Change
Change in
Stake
PWMG
176
Prestige Wealth Management Group
New Jersey
$13K
LFG
177
Larson Financial Group
Missouri
$12K +$337 +9 +2%
WB
178
Webster Bank
Connecticut
$11K -$4.34K -116 -17%
EWM
179
Edge Wealth Management
New York
$11K
CA
180
Clearstead Advisors
Ohio
$11K +$20.6K +550 New
US Bancorp
181
US Bancorp
Minnesota
$10K -$57.1K -1,525 -76%
LWANC
182
Laurel Wealth Advisors (North Carolina)
North Carolina
$10K
AIC
183
Ameritas Investment Company
Nebraska
$10K +$17.6K +471 New
AW
184
Avion Wealth
Texas
$10K +$18.7K +500 New
Fidelity Investments
185
Fidelity Investments
Massachusetts
$10K +$18.7K +501 +16,700%
AF
186
Advisornet Financial
Minnesota
$9K +$299 +8 +2%
FMII
187
Farmers & Merchants Investments Inc
Nebraska
$8K
PFGIA
188
Patriot Financial Group Insurance Agency
Massachusetts
$8K +$599 +16 +4%
SMH
189
Sanders Morris Harris
Texas
$7K -$1.85M -49,524 -12%
IWP
190
IAG Wealth Partners
Wisconsin
$7K
KTC
191
Kistler-Tiffany Companies
Pennsylvania
$7K
APWM
192
Atlas Private Wealth Management
New York
$7K +$224 +6 +2%
FHA
193
Flagship Harbor Advisors
Massachusetts
$6K +$187 +5 +2%
LPWM
194
Lake Point Wealth Management
Texas
$6K +$3.74K +100 +50%
FCA
195
FinTrust Capital Advisors
South Carolina
$6K +$11.2K +300 New
FDCDDQ
196
Federation des caisses Desjardins du Quebec
Quebec, Canada
$5.74K -$8.23K -220 -44%
TFGT
197
TS Financial Group (TSFG)
Illinois
$5K
CFA
198
Carroll Financial Associates
North Carolina
$4K
First Manhattan
199
First Manhattan
New York
$4K
JFA
200
JNBA Financial Advisors
Minnesota
$4K +$7.45K +199 New

MAIN Hedge Fund Activity: Q1 2020 in Review

220 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q1 2020, worth a combined $280M — down 54% from $609M a quarter earlier.

Sellers outnumbered buyers: 61 funds closed out of MAIN and 36 opened new positions — a net loss of 25 holders — while 64 trimmed existing stakes and 85 added.

The largest buyer was Sumitomo Mitsui Trust Group, opening a new position worth an estimated $18.9M. The largest seller was Macquarie Group, exiting entirely with an estimated $24.6M sold.

  • 220 institutional investors held Main Street Capital (MAIN) as of Q1 2020, down from 252 in Q4 2019.
  • Funds reported $280M of Main Street Capital stock for Q1 2020, down 54% quarter-over-quarter.
  • 36 funds opened new Main Street Capital positions in Q1 2020 and 61 closed out, a net change of -25 holders.
  • The largest Main Street Capital buyer in Q1 2020 was Sumitomo Mitsui Trust Group, an estimated $18.9M added.
  • The largest Main Street Capital seller in Q1 2020 was Macquarie Group, an estimated $24.6M sold.

Based on aggregated 13F filings for Q1 2020.