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Main Street Capital

252 hedge funds and large institutions have $609M invested in Main Street Capital in 2019 Q4 according to their latest regulatory filings, with 42 funds opening new positions, 92 increasing their positions, 58 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

496% more call options, than puts

Call options by funds: $5.24M | Put options by funds: $879K

180% more first-time investments, than exits

New positions opened: 42 | Existing positions closed: 15

59% more repeat investments, than reductions

Existing positions increased: 92 | Existing positions reduced: 58

10% more funds holding

Funds holding: 230252 (+22)

0.68% less ownership

Funds ownership: 23.01%22.33% (-0.68%)

3% less capital invested

Capital invested by funds: $627M → $609M (-$18.7M)

14% less funds holding in top 10

Funds holding in top 10: 76 (-1)

Holders
252
Holders Change
+22
Holders Change %
+9.57%
% of All Funds
4.97%
Holding in Top 10
6
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-14.29%
% of All Funds
0.12%
New
42
Increased
92
Reduced
58
Closed
15
Calls
$5.24M
Puts
$879K
Net Calls
+$4.36M
Net Calls Change
+$422K
Name Holding Trade Value Shares
Change
Change in
Stake
CFB
176
Cullen/Frost Bankers
Texas
$154K
SAS
177
Stelac Advisory Services
New York
$145K +$599 +14 +0.4%
HWA
178
Heritage Wealth Advisors
Virginia
$144K
BBHC
179
Brown Brothers Harriman & Co
New York
$129K
VFA
180
Valeo Financial Advisors
Indiana
$128K +$101K +2,363 +393%
EIP
181
Ellis Investment Partners
Pennsylvania
$123K +$1.88K +44 +2%
OIA
182
Optimum Investment Advisors
Illinois
$112K +$42.8K +1,000 +62%
RWB
183
RMR Wealth Builders
New Jersey
$108K +$108K +2,514 New
Carson Wealth (CWM LLC)
184
Carson Wealth (CWM LLC)
Nebraska
$97K
AWM
185
Avior Wealth Management
Nebraska
$90K
US Bancorp
186
US Bancorp
Minnesota
$87K -$1.11K -26 -1%
EP
187
Eudaimonia Partners
Tennessee
$86K +$85.6K +2,002 New
CFG
188
Capstone Financial Group
Oklahoma
$74K +$73.7K +1,723 New
SFS
189
Sowell Financial Services
Arkansas
$67K -$42.4K -992 -39%
TI
190
tru Independence
Oregon
$55K +$64.1K +1,500 New
FANJ
191
Financial Architects (New Jersey)
New Jersey
$54K +$2.14K +50 +4%
APA
192
American Portfolios Advisors
New York
$48.8K +$12.1K +283 +33%
GT
193
Glenmede Trust
Pennsylvania
$46K
CG
194
Cutler Group
California
$44K +$43.9K +1,026 New
FGAM
195
Financial Gravity Asset Management
Texas
$43K -$257 -6 -7%
FFC
196
First Financial Corp
Indiana
$43K
VRM
197
Vectors Research Management
New York
$43K +$38.5K +900 +900%
PI
198
PEAK6 Investments
Illinois
$34K -$13.4K -314 -28%
LFG
199
LifePlan Financial Group
Ohio
$34K
QCG
200
Quadrant Capital Group
Ohio
$33K

MAIN Hedge Fund Activity: Q4 2019 in Review

252 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q4 2019, worth a combined $609M — down 3% from $627M a quarter earlier.

Buyers outnumbered sellers: 42 funds opened new MAIN positions and 15 closed out — a net gain of 27 holders — while 92 added to existing stakes and 58 trimmed.

The largest buyer was Avantax Advisory Services, adding an estimated $3.14M. The largest seller was Macquarie Group, cutting an estimated $15.3M.

  • 252 institutional investors held Main Street Capital (MAIN) as of Q4 2019, up from 230 in Q3 2019.
  • Funds reported $609M of Main Street Capital stock for Q4 2019, down 3% quarter-over-quarter.
  • 42 funds opened new Main Street Capital positions in Q4 2019 and 15 closed out, a net change of +27 holders.
  • The largest Main Street Capital buyer in Q4 2019 was Avantax Advisory Services, an estimated $3.14M added.
  • The largest Main Street Capital seller in Q4 2019 was Macquarie Group, an estimated $15.3M sold.

Based on aggregated 13F filings for Q4 2019.