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Main Street Capital

252 hedge funds and large institutions have $609M invested in Main Street Capital in 2019 Q4 according to their latest regulatory filings, with 42 funds opening new positions, 92 increasing their positions, 58 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

496% more call options, than puts

Call options by funds: $5.24M | Put options by funds: $879K

180% more first-time investments, than exits

New positions opened: 42 | Existing positions closed: 15

59% more repeat investments, than reductions

Existing positions increased: 92 | Existing positions reduced: 58

10% more funds holding

Funds holding: 230252 (+22)

0.68% less ownership

Funds ownership: 23.01%22.33% (-0.68%)

3% less capital invested

Capital invested by funds: $627M → $609M (-$18.7M)

14% less funds holding in top 10

Funds holding in top 10: 76 (-1)

Holders
252
Holders Change
+22
Holders Change %
+9.57%
% of All Funds
4.97%
Holding in Top 10
6
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-14.29%
% of All Funds
0.12%
New
42
Increased
92
Reduced
58
Closed
15
Calls
$5.24M
Puts
$879K
Net Calls
+$4.36M
Net Calls Change
+$422K
Name Holding Trade Value Shares
Change
Change in
Stake
AIA
151
Avalon Investment & Advisory
Texas
$270K
CIBC World Market
152
CIBC World Market
Ontario, Canada
$267K -$139K -3,261 -35%
B
153
Bridgeworth
Alabama
$259K
BWA
154
Beam Wealth Advisors
Louisiana
$255K +$253K +5,924 New
PAMG
155
Patton Albertson Miller Group
Tennessee
$253K
Millennium Management
156
Millennium Management
New York
$251K +$249K +5,812 New
SGCA
157
Steel Grove Capital Advisors
Tennessee
$230K
AAM
158
Advisors Asset Management
Colorado
$229K +$135K +3,161 +148%
AFP
159
Ausdal Financial Partners
Iowa
$220K -$19.5K -455 -8%
WP
160
WealthSource Partners
California
$219K -$18.4K -430 -8%
BSW
161
Buckingham Strategic Wealth
Missouri
$217K
FIM
162
Freedom Investment Management
Connecticut
$213K -$17.7K -415 -8%
UCFA
163
United Capital Financial Advisors
Texas
$210K -$128 -3 -0.1%
RIA
164
Regal Investment Advisors
Michigan
$209K -$40.7K -951 -16%
Citigroup
165
Citigroup
New York
$207K -$26.3K -616 -11%
OCG
166
Opus Capital Group
Ohio
$204K +$203K +4,743 New
CWM
167
Cornerstone Wealth Management
Missouri
$203K +$2.91K +68 +1%
SAM
168
Sequent Asset Management
Texas
$202K +$200K +4,681 New
FIM
169
Frontier Investment Management
Texas
$201K +$199K +4,656 New
GRP
170
Global Retirement Partners
California
$200K
TCOV
171
Trust Company of Vermont
Vermont
$200K
DE
172
Day & Ennis
Georgia
$200K +$198K +4,641 New
HIA
173
Harbor Investment Advisory
Maryland
$189K +$187K +4,375 New
JPLA
174
Joseph P. Lucia & Associates
New York
$188K -$25.7K -600 -12%
Nisa Investment Advisors
175
Nisa Investment Advisors
Missouri
$168K +$81.3K +1,900 +95%

MAIN Hedge Fund Activity: Q4 2019 in Review

252 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q4 2019, worth a combined $609M — down 3% from $627M a quarter earlier.

Buyers outnumbered sellers: 42 funds opened new MAIN positions and 15 closed out — a net gain of 27 holders — while 92 added to existing stakes and 58 trimmed.

The largest buyer was Avantax Advisory Services, adding an estimated $3.14M. The largest seller was Macquarie Group, cutting an estimated $15.3M.

  • 252 institutional investors held Main Street Capital (MAIN) as of Q4 2019, up from 230 in Q3 2019.
  • Funds reported $609M of Main Street Capital stock for Q4 2019, down 3% quarter-over-quarter.
  • 42 funds opened new Main Street Capital positions in Q4 2019 and 15 closed out, a net change of +27 holders.
  • The largest Main Street Capital buyer in Q4 2019 was Avantax Advisory Services, an estimated $3.14M added.
  • The largest Main Street Capital seller in Q4 2019 was Macquarie Group, an estimated $15.3M sold.

Based on aggregated 13F filings for Q4 2019.