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Main Street Capital
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Overview Fund Activity

230 hedge funds and large institutions have $627M invested in Main Street Capital in 2019 Q3 according to their latest regulatory filings, with 31 funds opening new positions, 81 increasing their positions, 65 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
230
Holders Change
+7
Holders Change %
+3.14%
% of All Funds
5.05%
Holding in Top 10
7
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-22.22%
% of All Funds
0.15%
New
31
Increased
81
Reduced
65
Closed
23
Calls
$5.23M
Puts
$1.29M
Net Calls
+$3.94M
Net Calls Change
-$2K

Top Buyers

1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$17.6M
2
Citadel Advisors
Citadel Advisors
Florida
$5.39M
3
BAM
Burgundy Asset Management
Ontario, Canada
$65.7M
4
BlackRock
BlackRock
New York
$13.9M
5
SIS
Sound Income Strategies
Florida
$27.8M

Top Sellers

1
UR
USCA RIA
Texas
$5.94M
2
Citigroup
Citigroup
New York
$234K
3
GIM
Greenwich Investment Management
Connecticut
$2.04M
4
MHI
Miller Howard Investments
New York
$3.17M
5
MC
Muzinich & Co
New York
$25.8M
Name Holding Trade Value Shares
Change 		Shares
Change %
JPLA
151
Joseph P. Lucia & Associates
New York
$214K +$51.8K +1,200 +32%
UCFA
152
United Capital Financial Advisors
Texas
$210K -$57.8K -1,341 -22%
GRP
153
Global Retirement Partners
California
$201K – – –
CWM
154
Cornerstone Wealth Management
Missouri
$201K +$201K +4,651 New
TCOV
155
Trust Company of Vermont
Vermont
$200K +$200K +4,630 New
CFB
156
Cullen/Frost Bankers
Texas
$154K – – –
SAS
157
Stelac Advisory Services
New York
$145K +$302 +7 +0.2%
HWA
158
Heritage Wealth Advisors
Virginia
$144K – – –
PFBT
159
Parkside Financial Bank & Trust
Missouri
$130K – – –
BBHC
160
Brown Brothers Harriman & Co
New York
$130K +$130K +3,000 New
EIP
161
Ellis Investment Partners
Pennsylvania
$119K +$1.36K +32 +1%
SFS
162
Sowell Financial Services
Arkansas
$110K +$110K +2,538 New
Carson Wealth (CWM LLC)
163
Carson Wealth (CWM LLC)
Nebraska
$97K – – –
SAM
164
Shamrock Asset Management
Texas
$96K – – –
AAM
165
Advisors Asset Management
Colorado
$93K +$93K +2,141 New
AWM
166
Avior Wealth Management
Nebraska
$90K – – –
US Bancorp
167
US Bancorp
Minnesota
$88K -$107K -2,474 -55%
AIM
168
Advantage Investment Management
Iowa
$87K +$215 +5 +0.2%
Nisa Investment Advisors
169
Nisa Investment Advisors
Missouri
$86K – – –
PCG
170
Private Capital Group
Connecticut
$82K +$82K +1,892 New
OIA
171
Optimum Investment Advisors
Illinois
$69K – – –
FANJ
172
Financial Architects (New Jersey)
New Jersey
$52K – – –
CAM
173
CenterStar Asset Management
Illinois
$50K – – –
PI
174
PEAK6 Investments
Illinois
$47K +$47K +1,104 New
BCWM
175
Bartlett & Co Wealth Management
Ohio
$44.1K +$651 +15 +1%
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7
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