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Main Street Capital

171 hedge funds and large institutions have $507M invested in Main Street Capital in 2016 Q4 according to their latest regulatory filings, with 35 funds opening new positions, 57 increasing their positions, 53 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

338% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 8

16% more funds holding

Funds holding: 147171 (+24)

14% more funds holding in top 10

Funds holding in top 10: 78 (+1)

6% more capital invested

Capital invested by funds: $479M → $507M (+$27.9M)

8% more repeat investments, than reductions

Existing positions increased: 57 | Existing positions reduced: 53

0.6% less ownership

Funds ownership: 26.62%26.02% (-0.6%)

52% less call options, than puts

Call options by funds: $1.97M | Put options by funds: $4.08M

Holders
171
Holders Change
+24
Holders Change %
+16.33%
% of All Funds
4.28%
Holding in Top 10
8
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+14.29%
% of All Funds
0.2%
New
35
Increased
57
Reduced
53
Closed
8
Calls
$1.97M
Puts
$4.08M
Net Calls
-$2.11M
Net Calls Change
-$1.5M
Name Holding Trade Value Shares
Change
Change in
Stake
BNP Paribas Financial Markets
151
BNP Paribas Financial Markets
France
$14.2K
BWM
152
Baystate Wealth Management
Massachusetts
$13K +$12.4K +350 New
EWM
153
Edge Wealth Management
New York
$11K
AIM
154
Acrospire Investment Management
Illinois
$11K +$10.8K +307 New
SPIA
155
Steward Partners Investment Advisory
New York
$8K +$8.48K +240 New
AF
156
Allworth Financial
California
$7K
GI
157
Gradient Investments
Minnesota
$6K
KTC
158
Kistler-Tiffany Companies
Pennsylvania
$6K
PFGIA
159
Patriot Financial Group Insurance Agency
Massachusetts
$6K +$5.3K +150 New
IWM
160
IHT Wealth Management
Illinois
$6K +$5.8K +164 New
WAM
161
Wealthspire Advisors (Maryland)
Maryland
$4K
Carson Wealth (CWM LLC)
162
Carson Wealth (CWM LLC)
Nebraska
$4K +$3.53K +100 New
SFG
163
SevenBridge Financial Group
Pennsylvania
$3K
BIG
164
Bellwether Investment Group
Tennessee
$3K +$2.65K +75 New
BWA
165
Burt Wealth Advisors
Maryland
$3K +$2.65K +75 New
Barclays
166
Barclays
United Kingdom
$2K +$1.73K +49 New
WIM
167
Westside Investment Management
California
$1.25K +$1.2K +34 New
HR
168
Howe & Rusling
New York
$1K
HI
169
Hudock Inc
Pennsylvania
$1K +$35 +1 +2%
LF
170
Lee Financial
Texas
$1K +$636 +18 New
State of New Jersey Common Pension Fund D
171
State of New Jersey Common Pension Fund D
New Jersey
-$19.7M -575,000 Closed
Envestnet Asset Management
172
Envestnet Asset Management
Illinois
-$811K -23,610 Closed
CS
173
Credit Suisse
Switzerland
-$592K -17,225 Closed
ACM
174
Argentus Capital Management
Texas
-$572K -16,670 Closed
CAM
175
Cypress Asset Management
Texas
-$267K -7,775 Closed

MAIN Hedge Fund Activity: Q4 2016 in Review

171 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q4 2016, worth a combined $507M — up 5.8% from $479M a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new MAIN positions and 8 closed out — a net gain of 27 holders — while 57 added to existing stakes and 53 trimmed.

The largest buyer was Muzinich & Co, adding an estimated $18.8M. The largest seller was State of New Jersey Common Pension Fund D, exiting entirely with an estimated $19.7M sold.

  • 171 institutional investors held Main Street Capital (MAIN) as of Q4 2016, up from 147 in Q3 2016.
  • Funds reported $507M of Main Street Capital stock for Q4 2016, up 5.8% quarter-over-quarter.
  • 35 funds opened new Main Street Capital positions in Q4 2016 and 8 closed out, a net change of +27 holders.
  • The largest Main Street Capital buyer in Q4 2016 was Muzinich & Co, an estimated $18.8M added.
  • The largest Main Street Capital seller in Q4 2016 was State of New Jersey Common Pension Fund D, an estimated $19.7M sold.

Based on aggregated 13F filings for Q4 2016.