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Main Street Capital

252 hedge funds and large institutions have $609M invested in Main Street Capital in 2019 Q4 according to their latest regulatory filings, with 42 funds opening new positions, 92 increasing their positions, 58 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

496% more call options, than puts

Call options by funds: $5.24M | Put options by funds: $879K

180% more first-time investments, than exits

New positions opened: 42 | Existing positions closed: 15

59% more repeat investments, than reductions

Existing positions increased: 92 | Existing positions reduced: 58

10% more funds holding

Funds holding: 230252 (+22)

0.68% less ownership

Funds ownership: 23.01%22.33% (-0.68%)

3% less capital invested

Capital invested by funds: $627M → $609M (-$18.7M)

14% less funds holding in top 10

Funds holding in top 10: 76 (-1)

Holders
252
Holders Change
+22
Holders Change %
+9.57%
% of All Funds
4.97%
Holding in Top 10
6
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-14.29%
% of All Funds
0.12%
New
42
Increased
92
Reduced
58
Closed
15
Calls
$5.24M
Puts
$879K
Net Calls
+$4.36M
Net Calls Change
+$422K
Name Holding Trade Value Shares
Change
Change in
Stake
AWM
101
AE Wealth Management
Kansas
$648K +$134K +3,126 +26%
FIA
102
Foundations Investment Advisors
Arizona
$644K +$635K +14,853 New
SWM
103
Segment Wealth Management
Texas
$617K +$8.68K +203 +1%
DCM
104
Driehaus Capital Management
Illinois
$590K +$585K +13,681 New
ADBIC
105
A.D. Beadell Investment Counsel
Wisconsin
$588K
CA
106
Calton & Associates
Florida
$578K -$82.7K -1,933 -13%
RFN
107
RDA Financial Network
Iowa
$558K +$37.2K +869 +7%
TF
108
Trek Financial
Arizona
$535K -$505K -11,815 Closed
BRWA
109
B. Riley Wealth Advisors
Florida
$532K +$94.5K +2,209 +22%
CA
110
Callahan Advisors
Texas
$522K +$5.94K +139 +1%
FCCM
111
First City Capital Management
Georgia
$512K
MCM
112
Magnolia Capital Management
New York
$509K +$505K +11,815 New
CIBC Private Wealth Group
113
CIBC Private Wealth Group
Georgia
$502K +$193K +4,523 +64%
Victory Capital Management
114
Victory Capital Management
Texas
$498K +$11.2K +263 +2%
MWP
115
MYCIO Wealth Partners
Pennsylvania
$496K
DBRC
116
D.B. Root & Company
Pennsylvania
$494K +$47.3K +1,105 +11%
D.E. Shaw & Co
117
D.E. Shaw & Co
New York
$487K -$1.3M -30,457 -73%
Balyasny Asset Management
118
Balyasny Asset Management
Illinois
$484K +$481K +11,237 New
Comerica Bank
119
Comerica Bank
Texas
$479K
KM
120
Kalos Management
Georgia
$478K +$8.55K +200 +2%
EWM
121
Evercore Wealth Management
New York
$460K
EGA
122
Eagle Global Advisors
Texas
$459K
RA
123
Riverstone Advisors
Texas
$455K
TFA
124
Teamwork Financial Advisors
Texas
$455K +$451K +10,553 New
PNC Financial Services Group
125
PNC Financial Services Group
Pennsylvania
$439K -$84K -1,964 -16%

MAIN Hedge Fund Activity: Q4 2019 in Review

252 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q4 2019, worth a combined $609M — down 3% from $627M a quarter earlier.

Buyers outnumbered sellers: 42 funds opened new MAIN positions and 15 closed out — a net gain of 27 holders — while 92 added to existing stakes and 58 trimmed.

The largest buyer was Avantax Advisory Services, adding an estimated $3.14M. The largest seller was Macquarie Group, cutting an estimated $15.3M.

  • 252 institutional investors held Main Street Capital (MAIN) as of Q4 2019, up from 230 in Q3 2019.
  • Funds reported $609M of Main Street Capital stock for Q4 2019, down 3% quarter-over-quarter.
  • 42 funds opened new Main Street Capital positions in Q4 2019 and 15 closed out, a net change of +27 holders.
  • The largest Main Street Capital buyer in Q4 2019 was Avantax Advisory Services, an estimated $3.14M added.
  • The largest Main Street Capital seller in Q4 2019 was Macquarie Group, an estimated $15.3M sold.

Based on aggregated 13F filings for Q4 2019.