MAIN icon

Main Street Capital
MAIN

Overview Fund Activity

171 hedge funds and large institutions have $507M invested in Main Street Capital in 2016 Q4 according to their latest regulatory filings, with 35 funds opening new positions, 57 increasing their positions, 53 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
171
Holders Change
+24
Holders Change %
+16.33%
% of All Funds
4.28%
Holding in Top 10
8
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+14.29%
% of All Funds
0.2%
New
35
Increased
57
Reduced
53
Closed
8
Calls
$1.97M
Puts
$4.08M
Net Calls
-$2.11M
Net Calls Change
-$1.5M

Top Buyers

1
MC
Muzinich & Co
New York
$43.7M
2
Bank of Montreal
Bank of Montreal
Ontario, Canada
$20.1M
3
BG
BlackRock Group
United Kingdom
$12.4M
4
RJA
Raymond James & Associates
Florida
$6.6M
5
CLM
ClearBridge LLC (Maryland)
Maryland
$11.7M

Top Sellers

1
State of New Jersey Common Pension Fund D
State of New Jersey Common Pension Fund D
New Jersey
$0
2
SMH
Sanders Morris Harris
Texas
$50.5M
3
Robeco Institutional Asset Management
Robeco Institutional Asset Management
Netherlands
$3.95M
4
BAM
Burgundy Asset Management
Ontario, Canada
$71.4M
5
Morgan Stanley
Morgan Stanley
New York
$10.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
Janney Montgomery Scott
101
Janney Montgomery Scott
Pennsylvania
$397K +$63.8K +1,733 +19%
JPMorgan Chase & Co
102
JPMorgan Chase & Co
New York
$369K +$225K +6,126 +157%
BRWA
103
B. Riley Wealth Advisors
Florida
$357K +$75.9K +2,063 +27%
Wolverine Trading
104
Wolverine Trading
Illinois
$357K +$357K +9,717 New
WEC
105
Winslow Evans & Crocker
Massachusetts
$345K -$22.1K -600 -6%
CPIG
106
Chicago Partners Investment Group
Illinois
$340K -$28.2K -767 -8%
CWM
107
Concert Wealth Management
California
$330K +$18.8K +510 +6%
RIA
108
Regal Investment Advisors
Michigan
$287K -$56K -1,525 -16%
CAN
109
Cetera Advisor Networks
California
$273K -$179K -4,869 -40%
SCI
110
Stableford Capital II
Arizona
$270K +$270K +7,335 New
Lido Advisors
111
Lido Advisors
California
$260K -$48.3K -1,311 -16%
HT
112
HighTower Trust
Texas
$258K -$10.3K -280 -4%
GWM
113
Geneos Wealth Management
Colorado
$255K -$25.8K -703 -9%
NA
114
Navellier & Associates
Nevada
$253K +$253K +6,885 New
Mackenzie Financial
115
Mackenzie Financial
Ontario, Canada
$245K +$245K +6,664 New
SSP
116
Sapphire Star Partners
Washington
$243K +$243K +6,615 New
GLA
117
Good Life Advisors
Pennsylvania
$242K +$242K +6,587 New
AIA
118
Avalon Investment & Advisory
Texas
$230K – – –
PNC Financial Services Group
119
PNC Financial Services Group
Pennsylvania
$217K +$6.64K +180 +3%
IIC
120
Ironwood Investment Counsel
Arizona
$212K +$212K +5,775 New
UCFA
121
United Capital Financial Advisors
Texas
$205K +$205K +5,563 New
KCM
122
Kempner Capital Management
Texas
$202K +$202K +5,500 New
Fifth Third Bancorp
123
Fifth Third Bancorp
Ohio
$193K – – –
Walleye Trading
124
Walleye Trading
New York
$146K +$146K +3,976 New
GRP
125
Global Retirement Partners
California
$142K +$142K +3,859 New
3 4
5
6 7