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Main Street Capital

140 hedge funds and large institutions have $453M invested in Main Street Capital in 2016 Q1 according to their latest regulatory filings, with 20 funds opening new positions, 42 increasing their positions, 56 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

43% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 14

29% more funds holding in top 10

Funds holding in top 10: 79 (+2)

4% more funds holding

Funds holding: 135140 (+5)

4% more capital invested

Capital invested by funds: $437M → $453M (+$15.5M)

1.38% less ownership

Funds ownership: 30%28.62% (-1.4%)

25% less repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 56

58% less call options, than puts

Call options by funds: $5.33M | Put options by funds: $12.7M

Holders
140
Holders Change
+5
Holders Change %
+3.7%
% of All Funds
3.73%
Holding in Top 10
9
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+28.57%
% of All Funds
0.24%
New
20
Increased
42
Reduced
56
Closed
14
Calls
$5.33M
Puts
$12.7M
Net Calls
-$7.41M
Net Calls Change
+$2.32M
Name Holding Trade Value Shares
Change
Change in
Stake
CCM
101
Coldstream Capital Management
Washington
$276K +$24.9K +856 +11%
IA
102
IFP Advisors
Florida
$269K -$61.1K -2,105 -23%
SPC
103
Sigma Planning Corp
Michigan
$267K -$19.8K -680 -7%
BRWA
104
B. Riley Wealth Advisors
Florida
$264K +$244K +8,408 New
CA
105
Callahan Advisors
Texas
$258K +$4.21K +145 +2%
ICAS
106
Investors Capital Advisory Services
Massachusetts
$247K +$229K +7,880 New
CIA
107
Capital Investment Advisors
Georgia
$236K +$2.9K +100 +1%
VAM
108
Verity Asset Management
North Carolina
$227K -$15.8K -545 -7%
ZB
109
Zions Bancorporation
Utah
$220K +$204K +7,019 New
PNC Financial Services Group
110
PNC Financial Services Group
Pennsylvania
$197K -$5.2K -179 -3%
US Bancorp
111
US Bancorp
Minnesota
$168K -$11.7K -403 -7%
JP Morgan Chase
112
JP Morgan Chase
New York
$108K -$33.2K -1,144 -25%
QT
113
Quantbot Technologies
New York
$102K +$94.8K +3,263 New
RGI
114
River Global Investors
United Kingdom
$87K +$34.9K +1,200 +75%
Fifth Third Bancorp
115
Fifth Third Bancorp
Ohio
$86K -$14.5K -500 -15%
GT
116
Glenmede Trust
Pennsylvania
$86K -$14.5K -500 -15%
SAM
117
Shamrock Asset Management
Texas
$84K
Nisa Investment Advisors
118
Nisa Investment Advisors
Missouri
$63K +$58.1K +2,000 New
PCP
119
Proficio Capital Partners
Massachusetts
$63K +$58.1K +2,000 New
AIM
120
Advantage Investment Management
Iowa
$53K
WA
121
WFG Advisors
Texas
$53K +$34.9K +1,200 +240%
Manulife (Manufacturers Life Insurance)
122
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$43K
FANJ
123
Financial Architects (New Jersey)
New Jersey
$33K +$30.5K +1,050 New
FMII
124
Farmers & Merchants Investments Inc
Nebraska
$28K
NFG
125
Next Financial Group
Texas
$28K

MAIN Hedge Fund Activity: Q1 2016 in Review

140 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q1 2016, worth a combined $453M — up 3.5% from $437M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new MAIN positions and 14 closed out — a net gain of 6 holders — while 42 added to existing stakes and 56 trimmed.

The largest buyer was UBS Group, adding an estimated $9.57M. The largest seller was Burgundy Asset Management, cutting an estimated $5.42M.

  • 140 institutional investors held Main Street Capital (MAIN) as of Q1 2016, up from 135 in Q4 2015.
  • Funds reported $453M of Main Street Capital stock for Q1 2016, up 3.5% quarter-over-quarter.
  • 20 funds opened new Main Street Capital positions in Q1 2016 and 14 closed out, a net change of +6 holders.
  • The largest Main Street Capital buyer in Q1 2016 was UBS Group, an estimated $9.57M added.
  • The largest Main Street Capital seller in Q1 2016 was Burgundy Asset Management, an estimated $5.42M sold.

Based on aggregated 13F filings for Q1 2016.