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Main Street Capital

126 hedge funds and large institutions have $384M invested in Main Street Capital in 2015 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 52 increasing their positions, 38 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

37% more repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 38

2.23% more ownership

Funds ownership: 26.45%28.68% (+2.2%)

5% less funds holding

Funds holding: 132126 (-6)

9% less capital invested

Capital invested by funds: $421M → $384M (-$36.3M)

25% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 20

43% less funds holding in top 10

Funds holding in top 10: 74 (-3)

44% less call options, than puts

Call options by funds: $1.75M | Put options by funds: $3.12M

Holders
126
Holders Change
-6
Holders Change %
-4.55%
% of All Funds
3.52%
Holding in Top 10
4
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-42.86%
% of All Funds
0.11%
New
15
Increased
52
Reduced
38
Closed
20
Calls
$1.75M
Puts
$3.12M
Net Calls
-$1.36M
Net Calls Change
+$633K
Name Holding Trade Value Shares
Change
Change in
Stake
Schroder Investment Management Group
101
Schroder Investment Management Group
United Kingdom
$219K -$662K -22,400 -73%
CA
102
Callahan Advisors
Texas
$212K +$3.84K +130 +2%
PI
103
PineBridge Investments
New York
$201K +$1.72K +58 +0.8%
PCM
104
Prelude Capital Management
New York
$160K
TRCT
105
Tower Research Capital (TRC)
New York
$108K +$120K +4,051 New
GT
106
Glenmede Trust
Pennsylvania
$73K
SAM
107
Shamrock Asset Management
Texas
$71K +$17.7K +600 +29%
HA
108
Harfst & Associates
Wyoming
$47K +$51.8K +1,753 New
Fifth Third Bancorp
109
Fifth Third Bancorp
Ohio
$33K -$30.8K -1,043 -45%
AIM
110
Advantage Investment Management
Iowa
$27K +$20.7K +700 +233%
FMII
111
Farmers & Merchants Investments Inc
Nebraska
$24K
BlackRock
112
BlackRock
New York
$24K +$26.6K +900 New
WEC
113
Winslow Evans & Crocker
Massachusetts
$23.5K -$5.74K -194 -18%
NFG
114
Next Financial Group
Texas
$23K +$11.8K +400 +80%
GXMC
115
Global X Management Company
New York
$18K +$20.1K +680 New
WA
116
WFG Advisors
Texas
$13K +$14.8K +500 New
BNP Paribas Financial Markets
117
BNP Paribas Financial Markets
France
$10.3K
AWM
118
Avior Wealth Management
Nebraska
$9K +$10.3K +350 New
FHA
119
First Horizon Advisors
Tennessee
$8K
WCM
120
Windsor Capital Management
Arizona
$8K +$9.43K +319 New
FCCM
121
First City Capital Management
Georgia
$8K
GI
122
Gradient Investments
Minnesota
$5K
KTC
123
Kistler-Tiffany Companies
Pennsylvania
$4K
TFA
124
Transamerica Financial Advisors
Florida
$4K
EWM
125
Edge Wealth Management
New York
$1K

MAIN Hedge Fund Activity: Q3 2015 in Review

126 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q3 2015, worth a combined $384M — down 8.6% from $421M a quarter earlier.

Sellers outnumbered buyers: 20 funds closed out of MAIN and 15 opened new positions — a net loss of 5 holders — while 38 trimmed existing stakes and 52 added.

The largest buyer was Burgundy Asset Management, adding an estimated $23.7M. The largest seller was UBS Group, cutting an estimated $4.5M.

  • 126 institutional investors held Main Street Capital (MAIN) as of Q3 2015, down from 132 in Q2 2015.
  • Funds reported $384M of Main Street Capital stock for Q3 2015, down 8.6% quarter-over-quarter.
  • 15 funds opened new Main Street Capital positions in Q3 2015 and 20 closed out, a net change of -5 holders.
  • The largest Main Street Capital buyer in Q3 2015 was Burgundy Asset Management, an estimated $23.7M added.
  • The largest Main Street Capital seller in Q3 2015 was UBS Group, an estimated $4.5M sold.

Based on aggregated 13F filings for Q3 2015.