We are live on ! Find out more
MAIN icon

Main Street Capital

134 hedge funds and large institutions have $397M invested in Main Street Capital in 2014 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 46 increasing their positions, 45 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 13

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

14% more capital invested

Capital invested by funds: $349M → $397M (+$48.8M)

10% more funds holding

Funds holding: 122134 (+12)

2% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 45

0.65% more ownership

Funds ownership: 24.95%25.6% (+0.65%)

28% less call options, than puts

Call options by funds: $1.43M | Put options by funds: $1.99M

Holders
134
Holders Change
+12
Holders Change %
+9.84%
% of All Funds
3.57%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.13%
New
26
Increased
46
Reduced
45
Closed
13
Calls
$1.43M
Puts
$1.99M
Net Calls
-$558K
Net Calls Change
-$224K
Name Holding Trade Value Shares
Change
Change in
Stake
SGAM
101
Steinberg Global Asset Management
Florida
$219K -$350K -11,350 -60%
Creative Planning
102
Creative Planning
Kansas
$215K -$14.2K -460 -6%
US Bancorp
103
US Bancorp
Minnesota
$212K +$178K +5,767 +384%
PNC Financial Services Group
104
PNC Financial Services Group
Pennsylvania
$203K +$51.5K +1,670 +32%
PI
105
PineBridge Investments
New York
$186K +$104K +3,355 +112%
MFS
106
MSI Financial Services
Massachusetts
$172K -$985K -31,895 -84%
TRCT
107
Tower Research Capital (TRC)
New York
$133K +$39K +1,263 +39%
Group One Trading
108
Group One Trading
Illinois
$98K -$47.9K -1,553 -32%
GT
109
Glenmede Trust
Pennsylvania
$80K -$85.7K -2,775 -50%
NES
110
New England Securities
New York
$76K +$4.01K +130 +5%
NPC
111
National Planning Corporation
California
$68.9K +$73.8K +2,390 New
Bank of Montreal
112
Bank of Montreal
Ontario, Canada
$67K
SAM
113
Shamrock Asset Management
Texas
$63K
FMT
114
First Mercantile Trust
Tennessee
$59K
Fifth Third Bancorp
115
Fifth Third Bancorp
Ohio
$45K +$47.8K +1,550 New
WEC
116
Winslow Evans & Crocker
Massachusetts
$31.4K +$24K +776 +259%
FANJ
117
Financial Architects (New Jersey)
New Jersey
$31K
NFG
118
Next Financial Group
Texas
$29K
FMII
119
Farmers & Merchants Investments Inc
Nebraska
$26K
Barclays
120
Barclays
United Kingdom
$15K -$79K -2,560 -84%
MAS
121
Madden Advisory Services
Florida
$11K +$185 +6 +2%
Norges Bank
122
Norges Bank
Norway
$7K -$1.19M -38,595 -99%
RFA
123
Reilly Financial Advisors
California
$7K +$185 +6 +3%
WA
124
WFG Advisors
Texas
$6K +$6.3K +204 New
FHA
125
First Horizon Advisors
Tennessee
$6K +$7.22K +234 New

MAIN Hedge Fund Activity: Q4 2014 in Review

134 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q4 2014, worth a combined $397M — up 14% from $349M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new MAIN positions and 13 closed out — a net gain of 13 holders — while 46 added to existing stakes and 45 trimmed.

The largest buyer was Financial Management Professionals, opening a new position worth an estimated $4.3M. The largest seller was Goldman Sachs, cutting an estimated $4.11M.

  • 134 institutional investors held Main Street Capital (MAIN) as of Q4 2014, up from 122 in Q3 2014.
  • Funds reported $397M of Main Street Capital stock for Q4 2014, up 14% quarter-over-quarter.
  • 26 funds opened new Main Street Capital positions in Q4 2014 and 13 closed out, a net change of +13 holders.
  • The largest Main Street Capital buyer in Q4 2014 was Financial Management Professionals, an estimated $4.3M added.
  • The largest Main Street Capital seller in Q4 2014 was Goldman Sachs, an estimated $4.11M sold.

Based on aggregated 13F filings for Q4 2014.