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Main Street Capital

236 hedge funds and large institutions have $508M invested in Main Street Capital in 2021 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 84 increasing their positions, 72 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 16

47% more call options, than puts

Call options by funds: $14.6M | Put options by funds: $9.91M

17% more repeat investments, than reductions

Existing positions increased: 84 | Existing positions reduced: 72

4% more funds holding

Funds holding: 228236 (+8)

4% more capital invested

Capital invested by funds: $488M → $508M (+$19.7M)

0.55% more ownership

Funds ownership: 17.42%17.97% (+0.55%)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

Holders
236
Holders Change
+8
Holders Change %
+3.51%
% of All Funds
4.13%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
27
Increased
84
Reduced
72
Closed
16
Calls
$14.6M
Puts
$9.91M
Net Calls
+$4.64M
Net Calls Change
+$4.57M
Name Holding Trade Value Shares
Change
Change in
Stake
AF
76
Allworth Financial
California
$1.24M -$26.6K -639 -2%
HWAM
77
Hennion & Walsh Asset Management
New Jersey
$1.22M -$582 -14 -0%
Envestnet Asset Management
78
Envestnet Asset Management
Illinois
$1.21M +$25K +601 +2%
KAS
79
Kestra Advisory Services
Texas
$1.11M +$197K +4,746 +21%
SFI
80
Susquehanna Fundamental Investments
Pennsylvania
$1.1M -$312K -7,512 -22%
JCM
81
Jag Capital Management
Missouri
$1.1M -$68.2K -1,641 -6%
DA
82
Duality Advisers
Florida
$1.09M -$196K -4,716 -15%
Canada Life
83
Canada Life
Manitoba, Canada
$1.06M +$194K +4,654 +22%
AWM
84
AE Wealth Management
Kansas
$1.05M -$163K -3,922 -13%
BRWA
85
B. Riley Wealth Advisors
Florida
$1.04M +$582 +14 +0.1%
BF
86
BOK Financial
Oklahoma
$1.03M +$1.05M +25,155 New
DBRC
87
D.B. Root & Company
Pennsylvania
$954K +$3.33K +80 +0.3%
Bank of America
88
Bank of America
North Carolina
$923K -$43K -1,035 -4%
AWA
89
Arkadios Wealth Advisors
Georgia
$919K +$3.12K +75 +0.3%
TA
90
Tectonic Advisors
Texas
$902K +$128K +3,072 +16%
BEI
91
Benjamin Edwards Inc
Missouri
$834K -$6.95K -167 -0.8%
DFG
92
Delphi Financial Group
Delaware
$834K
CCM
93
Chilton Capital Management
Texas
$817K +$333 +8 +0%
Janney Montgomery Scott
94
Janney Montgomery Scott
Pennsylvania
$803K -$2.2K -53 -0.3%
WSCM
95
Wellington Shields Capital Management
New York
$713K
HT
96
HighTower Trust
Texas
$705K -$8.11K -195 -1%
BAM
97
Belpointe Asset Management
Nevada
$682K -$7.4K -178 -1%
Comerica Bank
98
Comerica Bank
Texas
$635K +$7.07K +170 +1%
AWM
99
AllSquare Wealth Management
New York
$633K -$33.3K -800 -5%
MCM
100
MAI Capital Management
Ohio
$619K +$627K +15,068 New

MAIN Hedge Fund Activity: Q3 2021 in Review

236 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q3 2021, worth a combined $508M — up 4% from $488M a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new MAIN positions and 16 closed out — a net gain of 11 holders — while 84 added to existing stakes and 72 trimmed.

The largest buyer was Two Sigma Advisers, adding an estimated $6.46M. The largest seller was State of Wisconsin Investment Board, cutting an estimated $2.33M.

  • 236 institutional investors held Main Street Capital (MAIN) as of Q3 2021, up from 228 in Q2 2021.
  • Funds reported $508M of Main Street Capital stock for Q3 2021, up 4% quarter-over-quarter.
  • 27 funds opened new Main Street Capital positions in Q3 2021 and 16 closed out, a net change of +11 holders.
  • The largest Main Street Capital buyer in Q3 2021 was Two Sigma Advisers, an estimated $6.46M added.
  • The largest Main Street Capital seller in Q3 2021 was State of Wisconsin Investment Board, an estimated $2.33M sold.

Based on aggregated 13F filings for Q3 2021.