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Main Street Capital

220 hedge funds and large institutions have $280M invested in Main Street Capital in 2020 Q1 according to their latest regulatory filings, with 36 funds opening new positions, 85 increasing their positions, 64 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 85 | Existing positions reduced: 64

0.27% less ownership

Funds ownership: 22.33%22.06% (-0.27%)

13% less funds holding

Funds holding: 252220 (-32)

41% less first-time investments, than exits

New positions opened: 36 | Existing positions closed: 61

54% less capital invested

Capital invested by funds: $609M → $280M (-$328M)

63% less call options, than puts

Call options by funds: $3.9M | Put options by funds: $10.7M

67% less funds holding in top 10

Funds holding in top 10: 62 (-4)

Holders
220
Holders Change
-32
Holders Change %
-12.7%
% of All Funds
4.85%
Holding in Top 10
2
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-66.67%
% of All Funds
0.04%
New
36
Increased
85
Reduced
64
Closed
61
Calls
$3.9M
Puts
$10.7M
Net Calls
-$6.75M
Net Calls Change
-$11.1M
Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
76
Envestnet Asset Management
Illinois
$698K +$101K +2,706 +9%
CANY
77
Caxton Associates (New York)
New York
$684K +$1.25M +33,350 New
RG
78
Rikoon Group
New Mexico
$683K +$3.74K +100 +0.3%
Northern Trust
79
Northern Trust
Illinois
$679K +$16K +427 +1%
TRCT
80
Tower Research Capital (TRC)
New York
$642K +$1.17M +31,272 +60,138%
BF
81
BOK Financial
Oklahoma
$532K -$12.2K -325 -1%
PI
82
Putnam Investments
Massachusetts
$530K +$966K +25,818 New
FMP
83
Financial Management Professionals
Texas
$519K -$19K -507 -2%
SBIA
84
Sheaff Brock Investment Advisors
Indiana
$508K +$106K +2,828 +13%
SWP
85
Stratos Wealth Partners
Ohio
$505K -$511K -13,668 -36%
DP
86
Dearborn Partners
Illinois
$475K +$130K +3,484 +18%
AIM
87
Aigen Investment Management
New York
$471K +$858K +22,943 New
TFCM
88
Taylor Frigon Capital Management
Arizona
$466K -$4.68K -125 -0.5%
GWM
89
Geneos Wealth Management
Colorado
$465K +$53.8K +1,437 +8%
HPIA
90
Hamilton Point Investment Advisors
North Carolina
$458K -$1.36M -36,292 -62%
Victory Capital Management
91
Victory Capital Management
Texas
$458K +$402K +10,755 +93%
Two Sigma Investments
92
Two Sigma Investments
New York
$444K +$810K +21,646 New
Canada Life
93
Canada Life
Manitoba, Canada
$419K +$17.8K +476 +2%
AG
94
Aperio Group
California
$419K +$516K +13,792 +207%
MML Investors Services
95
MML Investors Services
Massachusetts
$413K -$7.03K -188 -0.9%
DFG
96
Delphi Financial Group
Delaware
$410K +$748K +20,000 New
YMRC
97
Yorktown Management & Research Company
Virginia
$394K +$82.3K +2,200 +13%
BAM
98
Belpointe Asset Management
Nevada
$366K -$46.5K -1,242 -7%
AWM
99
AllSquare Wealth Management
New York
$365K -$33.7K -900 -5%
SWM
100
Segment Wealth Management
Texas
$360K +$122K +3,250 +23%

MAIN Hedge Fund Activity: Q1 2020 in Review

220 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q1 2020, worth a combined $280M — down 54% from $609M a quarter earlier.

Sellers outnumbered buyers: 61 funds closed out of MAIN and 36 opened new positions — a net loss of 25 holders — while 64 trimmed existing stakes and 85 added.

The largest buyer was Sumitomo Mitsui Trust Group, opening a new position worth an estimated $18.9M. The largest seller was Macquarie Group, exiting entirely with an estimated $24.6M sold.

  • 220 institutional investors held Main Street Capital (MAIN) as of Q1 2020, down from 252 in Q4 2019.
  • Funds reported $280M of Main Street Capital stock for Q1 2020, down 54% quarter-over-quarter.
  • 36 funds opened new Main Street Capital positions in Q1 2020 and 61 closed out, a net change of -25 holders.
  • The largest Main Street Capital buyer in Q1 2020 was Sumitomo Mitsui Trust Group, an estimated $18.9M added.
  • The largest Main Street Capital seller in Q1 2020 was Macquarie Group, an estimated $24.6M sold.

Based on aggregated 13F filings for Q1 2020.