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Main Street Capital

252 hedge funds and large institutions have $609M invested in Main Street Capital in 2019 Q4 according to their latest regulatory filings, with 42 funds opening new positions, 92 increasing their positions, 58 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

496% more call options, than puts

Call options by funds: $5.24M | Put options by funds: $879K

180% more first-time investments, than exits

New positions opened: 42 | Existing positions closed: 15

59% more repeat investments, than reductions

Existing positions increased: 92 | Existing positions reduced: 58

10% more funds holding

Funds holding: 230252 (+22)

0.68% less ownership

Funds ownership: 23.01%22.33% (-0.68%)

3% less capital invested

Capital invested by funds: $627M → $609M (-$18.7M)

14% less funds holding in top 10

Funds holding in top 10: 76 (-1)

Holders
252
Holders Change
+22
Holders Change %
+9.57%
% of All Funds
4.97%
Holding in Top 10
6
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-14.29%
% of All Funds
0.12%
New
42
Increased
92
Reduced
58
Closed
15
Calls
$5.24M
Puts
$879K
Net Calls
+$4.36M
Net Calls Change
+$422K
Name Holding Trade Value Shares
Change
Change in
Stake
Northern Trust
76
Northern Trust
Illinois
$1.41M +$57.6K +1,348 +4%
Envestnet Asset Management
77
Envestnet Asset Management
Illinois
$1.35M +$230K +5,379 +21%
IWM
78
IHT Wealth Management
Illinois
$1.13M +$47.1K +1,101 +4%
BF
79
BOK Financial
Oklahoma
$1.13M +$22.5K +525 +2%
FMP
80
Financial Management Professionals
Texas
$1.11M -$15.4K -359 -1%
TFCM
81
Taylor Frigon Capital Management
Arizona
$984K -$15K -351 -2%
SBIA
82
Sheaff Brock Investment Advisors
Indiana
$946K -$191K -4,469 -17%
MML Investors Services
83
MML Investors Services
Massachusetts
$877K +$14K +328 +2%
DP
84
Dearborn Partners
Illinois
$848K +$215K +5,031 +34%
Canada Life
85
Canada Life
Manitoba, Canada
$846K +$845K +19,766 New
AI
86
Atria Investments
North Carolina
$845K +$57K +1,334 +7%
BAM
87
Belpointe Asset Management
Nevada
$821K +$815K +19,060 New
AWM
88
AllSquare Wealth Management
New York
$806K -$38.5K -900 -5%
Ameriprise
89
Ameriprise
Minnesota
$805K -$81.4K -1,903 -9%
Janney Montgomery Scott
90
Janney Montgomery Scott
Pennsylvania
$800K +$47.1K +1,101 +6%
GWM
91
Geneos Wealth Management
Colorado
$793K +$4.36K +102 +0.6%
CAN
92
Cetera Advisor Networks
California
$790K +$19.8K +462 +3%
WSCM
93
Wellington Shields Capital Management
New York
$761K
YMRC
94
Yorktown Management & Research Company
Virginia
$733K
FWM
95
Focused Wealth Management
New York
$667K +$15.1K +354 +2%
NFG
96
Next Financial Group
Texas
$665K -$30.3K -709 -4%
RIA
97
Realta Investment Advisors
Delaware
$656K +$513 +12 +0.1%
WEPOG
98
Wealth Enhancement & Preservation of GA
Georgia
$655K +$663K +15,504 New
AFC
99
Adaptive Financial Consulting
Ohio
$651K +$646K +15,102 New
CCM
100
Chilton Capital Management
Texas
$650K -$673K -15,743 -51%

MAIN Hedge Fund Activity: Q4 2019 in Review

252 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q4 2019, worth a combined $609M — down 3% from $627M a quarter earlier.

Buyers outnumbered sellers: 42 funds opened new MAIN positions and 15 closed out — a net gain of 27 holders — while 92 added to existing stakes and 58 trimmed.

The largest buyer was Avantax Advisory Services, adding an estimated $3.14M. The largest seller was Macquarie Group, cutting an estimated $15.3M.

  • 252 institutional investors held Main Street Capital (MAIN) as of Q4 2019, up from 230 in Q3 2019.
  • Funds reported $609M of Main Street Capital stock for Q4 2019, down 3% quarter-over-quarter.
  • 42 funds opened new Main Street Capital positions in Q4 2019 and 15 closed out, a net change of +27 holders.
  • The largest Main Street Capital buyer in Q4 2019 was Avantax Advisory Services, an estimated $3.14M added.
  • The largest Main Street Capital seller in Q4 2019 was Macquarie Group, an estimated $15.3M sold.

Based on aggregated 13F filings for Q4 2019.