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Main Street Capital

221 hedge funds and large institutions have $499M invested in Main Street Capital in 2019 Q1 according to their latest regulatory filings, with 33 funds opening new positions, 85 increasing their positions, 63 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more repeat investments, than reductions

Existing positions increased: 85 | Existing positions reduced: 63

14% more first-time investments, than exits

New positions opened: 33 | Existing positions closed: 29

2% more capital invested

Capital invested by funds: $487M → $499M (+$12M)

1% more funds holding

Funds holding: 219221 (+2)

0.76% less ownership

Funds ownership: 23.64%22.88% (-0.76%)

10% less funds holding in top 10

Funds holding in top 10: 109 (-1)

45% less call options, than puts

Call options by funds: $4.27M | Put options by funds: $7.78M

Holders
221
Holders Change
+2
Holders Change %
+0.91%
% of All Funds
4.78%
Holding in Top 10
9
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-10%
% of All Funds
0.19%
New
33
Increased
85
Reduced
63
Closed
29
Calls
$4.27M
Puts
$7.78M
Net Calls
-$3.51M
Net Calls Change
+$2.1M
Name Holding Trade Value Shares
Change
Change in
Stake
BF
76
BOK Financial
Oklahoma
$962K +$1.3K +35 +0.1%
IWM
77
IHT Wealth Management
Illinois
$956K -$2.87K -77 -0.3%
Bank of New York Mellon
78
Bank of New York Mellon
New York
$934K +$197K +5,300 +27%
DnB Asset Management
79
DnB Asset Management
Norway
$931K
MC
80
Miles Capital
Iowa
$907K +$4.62K +124 +0.5%
Janney Montgomery Scott
81
Janney Montgomery Scott
Pennsylvania
$876K +$214K +5,750 +32%
AWM
82
AllSquare Wealth Management
New York
$859K +$3.72K +100 +0.4%
GAM
83
Griffin Asset Management
New York
$833K +$3.42K +92 +0.4%
D.E. Shaw & Co
84
D.E. Shaw & Co
New York
$814K +$815K +21,884 New
Baird Financial Group
85
Baird Financial Group
Wisconsin
$807K -$102K -2,732 -11%
PAG
86
Private Advisor Group
New Jersey
$757K -$17.3K -464 -2%
MML Investors Services
87
MML Investors Services
Massachusetts
$748K +$12.4K +334 +2%
HFS
88
HL Financial Services
Kentucky
$715K -$34.6K -930 -5%
SPC
89
Sigma Planning Corp
Michigan
$697K -$154K -4,148 -18%
WSCM
90
Wellington Shields Capital Management
New York
$694K -$61.4K -1,650 -8%
Canada Life
91
Canada Life
Manitoba, Canada
$665K +$34.2K +918 +5%
CAN
92
Cetera Advisor Networks
California
$663K +$10.1K +271 +2%
ACA
93
Aptus Capital Advisors
Alabama
$632K +$271K +7,290 +75%
YMRC
94
Yorktown Management & Research Company
Virginia
$603K +$171K +4,600 +40%
FWM
95
Focused Wealth Management
New York
$589K -$10.6K -286 -2%
SPIA
96
Steward Partners Investment Advisory
New York
$561K +$23.6K +635 +4%
GWM
97
Geneos Wealth Management
Colorado
$549K +$44.7K +1,200 +9%
GI
98
Glovista Investments
New Jersey
$527K +$527K +14,168 New
PNC Financial Services Group
99
PNC Financial Services Group
Pennsylvania
$520K +$75.5K +2,027 +17%
SWM
100
Segment Wealth Management
Texas
$510K +$7.82K +210 +2%

MAIN Hedge Fund Activity: Q1 2019 in Review

221 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q1 2019, worth a combined $499M — up 2.5% from $487M a quarter earlier.

Buyers outnumbered sellers: 33 funds opened new MAIN positions and 29 closed out — a net gain of 4 holders — while 85 added to existing stakes and 63 trimmed.

The largest buyer was UBS Group, adding an estimated $5.15M. The largest seller was CNO Financial Group, cutting an estimated $7.41M.

  • 221 institutional investors held Main Street Capital (MAIN) as of Q1 2019, up from 219 in Q4 2018.
  • Funds reported $499M of Main Street Capital stock for Q1 2019, up 2.5% quarter-over-quarter.
  • 33 funds opened new Main Street Capital positions in Q1 2019 and 29 closed out, a net change of +4 holders.
  • The largest Main Street Capital buyer in Q1 2019 was UBS Group, an estimated $5.15M added.
  • The largest Main Street Capital seller in Q1 2019 was CNO Financial Group, an estimated $7.41M sold.

Based on aggregated 13F filings for Q1 2019.