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Main Street Capital
MAIN

257 hedge funds and large institutions have $559M invested in Main Street Capital in 2021 Q4 according to their latest regulatory filings, with 49 funds opening new positions, 89 increasing their positions, 58 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

96% more first-time investments, than exits

New positions opened: 49 | Existing positions closed: 25

53% more repeat investments, than reductions

Existing positions increased: 89 | Existing positions reduced: 58

40% more call options, than puts

Call options by funds: $10.7M | Put options by funds: $7.64M

10% more capital invested

Capital invested by funds: $508M → $559M (+$50.7M)

9% more funds holding

Funds holding: 236 → 257 (+21)

0% more funds holding in top 10

Funds holding in top 10: 4 → 4 (0)

0.07% less ownership

Funds ownership: 17.97% → 17.91% (-0.07%)

Holders
257
Holders Change
+21
Holders Change %
+8.9%
% of All Funds
3.96%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
49
Increased
89
Reduced
58
Closed
25
Calls
$10.7M
Puts
$7.64M
Net Calls
+$3.04M
Net Calls Change
-$1.61M

Top Buyers

1
Millennium Management
Millennium Management
New York
+$4.97M
2
VanEck Associates
VanEck Associates
New York
+$3.56M
3
P
Paradiem
Louisiana
+$3.3M
4
Morgan Stanley
Morgan Stanley
New York
+$2.06M
5
BlackRock
BlackRock
New York
+$1.85M

Top Sellers

1
Two Sigma Advisers
Two Sigma Advisers
New York
-$4.21M
2
Two Sigma Investments
Two Sigma Investments
New York
-$3.1M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$2.57M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$2.47M
5
CCA
Childress Capital Advisors
Texas
-$2.41M
Name Holding Trade Value Shares
Change 		Change in
Stake
PAG
51
Private Advisor Group
New Jersey
$2.35M +$408K +9,275 +22%
WG
52
Winton Group
United Kingdom
$2.34M +$87.6K +1,992 +4%
M&T Bank
53
M&T Bank
New York
$2.33M – – –
CF
54
Centaurus Financial
California
$2.23M +$39.3K +893 +2%
RJFSA
55
Raymond James Financial Services Advisors
Florida
$2.16M +$284K +6,468 +15%
EVM
56
Eaton Vance Management
Massachusetts
$2.11M – – –
ASN
57
Advisory Services Network
Georgia
$1.95M +$21.5K +489 +1%
MWM
58
Midwest Wealth Management
Indiana
$1.92M +$141K +3,218 +8%
Ameriprise
59
Ameriprise
Minnesota
$1.92M +$381K +8,659 +25%
Luther King Capital Management (LKCM)
60
Luther King Capital Management (LKCM)
Texas
$1.87M – – –
SWM
61
Segment Wealth Management
Texas
$1.84M +$11.9K +271 +0.7%
Invesco
62
Invesco
Georgia
$1.83M -$1.77M -40,306 -50%
SPC
63
Sigma Planning Corp
Michigan
$1.83M -$58.6K -1,332 -3%
ACM
64
Ascendant Capital Management
California
$1.66M +$220K +5,000 +16%
BCM
65
Brasada Capital Management
Texas
$1.64M +$1.64M +37,288 New
GWM
66
Geneos Wealth Management
Colorado
$1.58M +$160K +3,632 +11%
DP
67
Dearborn Partners
Illinois
$1.55M -$47.2K -1,074 -3%
Northern Trust
68
Northern Trust
Illinois
$1.52M +$15.6K +354 +1%
CCMW
69
Cypress Capital Management (Wyoming)
Wyoming
$1.49M +$1.46M +33,297 New
Baird Financial Group
70
Baird Financial Group
Wisconsin
$1.48M -$74K -1,682 -5%
TFCM
71
Taylor Frigon Capital Management
Arizona
$1.48M +$26.9K +612 +2%
Envestnet Asset Management
72
Envestnet Asset Management
Illinois
$1.44M +$117K +2,651 +9%
Creative Planning
73
Creative Planning
Kansas
$1.4M -$612K -13,916 -31%
Mackenzie Financial
74
Mackenzie Financial
Ontario, Canada
$1.4M +$3.03K +69 +0.2%
AR
75
Advisory Research
Illinois
$1.39M -$315K -7,167 -19%
1 2
3
4 5

MAIN Hedge Fund Activity: Q4 2021 in Review

257 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q4 2021, worth a combined $559M — up 10% from $508M a quarter earlier.

Buyers outnumbered sellers: 49 funds opened new MAIN positions and 25 closed out — a net gain of 24 holders — while 89 added to existing stakes and 58 trimmed.

The largest buyer was Millennium Management, adding an estimated $4.97M. The largest seller was Two Sigma Advisers, cutting an estimated $4.21M.

  • 257 institutional investors held Main Street Capital (MAIN) as of Q4 2021, up from 236 in Q3 2021.
  • Funds reported $559M of Main Street Capital stock for Q4 2021, up 10% quarter-over-quarter.
  • 49 funds opened new Main Street Capital positions in Q4 2021 and 25 closed out, a net change of +24 holders.
  • The largest Main Street Capital buyer in Q4 2021 was Millennium Management, an estimated $4.97M added.
  • The largest Main Street Capital seller in Q4 2021 was Two Sigma Advisers, an estimated $4.21M sold.

Based on aggregated 13F filings for Q4 2021.