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Main Street Capital
MAIN

236 hedge funds and large institutions have $508M invested in Main Street Capital in 2021 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 84 increasing their positions, 72 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 16

47% more call options, than puts

Call options by funds: $14.6M | Put options by funds: $9.91M

17% more repeat investments, than reductions

Existing positions increased: 84 | Existing positions reduced: 72

4% more funds holding

Funds holding: 228 → 236 (+8)

4% more capital invested

Capital invested by funds: $488M → $508M (+$19.7M)

0.55% more ownership

Funds ownership: 17.42% → 17.97% (+0.55%)

0% more funds holding in top 10

Funds holding in top 10: 4 → 4 (0)

Holders
236
Holders Change
+8
Holders Change %
+3.51%
% of All Funds
4.13%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
27
Increased
84
Reduced
72
Closed
16
Calls
$14.6M
Puts
$9.91M
Net Calls
+$4.64M
Net Calls Change
+$4.57M

Top Buyers

1
Two Sigma Advisers
Two Sigma Advisers
New York
+$6.46M
2
Two Sigma Investments
Two Sigma Investments
New York
+$5.01M
3
BlackRock
BlackRock
New York
+$4.56M
4
VanEck Associates
VanEck Associates
New York
+$3.21M
5
MWM
Meridian Wealth Management
Kentucky
+$2.87M

Top Sellers

1
State of Wisconsin Investment Board
State of Wisconsin Investment Board
Wisconsin
-$2.33M
2
Skandinaviska Enskilda Banken (SEB)
Skandinaviska Enskilda Banken (SEB)
Sweden
-$1.42M
3
Legal & General Group
Legal & General Group
United Kingdom
-$1.24M
4
FMP
Financial Management Professionals
Texas
-$1.22M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.15M
Name Holding Trade Value Shares
Change 		Change in
Stake
IWM
51
IHT Wealth Management
Illinois
$2.24M +$40.7K +978 +2%
M&T Bank
52
M&T Bank
New York
$2.14M – – –
WG
53
Winton Group
United Kingdom
$2.06M +$154K +3,699 +8%
APW
54
Aurora Private Wealth
New Jersey
$2.01M – – –
CF
55
Centaurus Financial
California
$2M -$20.2K -486 -1%
EVM
56
Eaton Vance Management
Massachusetts
$1.93M – – –
Creative Planning
57
Creative Planning
Kansas
$1.86M -$181K -4,359 -9%
PAG
58
Private Advisor Group
New Jersey
$1.77M +$494K +11,888 +38%
ASN
59
Advisory Services Network
Georgia
$1.77M +$14.3K +343 +0.8%
SPC
60
Sigma Planning Corp
Michigan
$1.73M -$20.2K -485 -1%
RJFSA
61
Raymond James Financial Services Advisors
Florida
$1.72M -$26K -626 -1%
Luther King Capital Management (LKCM)
62
Luther King Capital Management (LKCM)
Texas
$1.71M -$83.2K -2,000 -5%
SWM
63
Segment Wealth Management
Texas
$1.68M -$245K -5,890 -13%
MWM
64
Midwest Wealth Management
Indiana
$1.63M -$7.4K -178 -0.4%
CCP
65
Cassia Capital Partners
North Carolina
$1.63M +$1.65M +39,621 New
AR
66
Advisory Research
Illinois
$1.56M -$212K -5,099 -12%
DP
67
Dearborn Partners
Illinois
$1.47M -$250 -6 -0%
Baird Financial Group
68
Baird Financial Group
Wisconsin
$1.43M -$152K -3,653 -10%
Ameriprise
69
Ameriprise
Minnesota
$1.42M +$381K +9,156 +37%
Northern Trust
70
Northern Trust
Illinois
$1.37M +$31.1K +747 +2%
TFCM
71
Taylor Frigon Capital Management
Arizona
$1.33M +$11.8K +284 +0.9%
ACM
72
Ascendant Capital Management
California
$1.31M +$83.2K +2,000 +7%
GWM
73
Geneos Wealth Management
Colorado
$1.31M +$126K +3,041 +11%
Mackenzie Financial
74
Mackenzie Financial
Ontario, Canada
$1.27M +$177K +4,255 +16%
DnB Asset Management
75
DnB Asset Management
Norway
$1.26M +$16.4K +394 +1%
1 2
3
4 5

MAIN Hedge Fund Activity: Q3 2021 in Review

236 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q3 2021, worth a combined $508M — up 4% from $488M a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new MAIN positions and 16 closed out — a net gain of 11 holders — while 84 added to existing stakes and 72 trimmed.

The largest buyer was Two Sigma Advisers, adding an estimated $6.46M. The largest seller was State of Wisconsin Investment Board, cutting an estimated $2.33M.

  • 236 institutional investors held Main Street Capital (MAIN) as of Q3 2021, up from 228 in Q2 2021.
  • Funds reported $508M of Main Street Capital stock for Q3 2021, up 4% quarter-over-quarter.
  • 27 funds opened new Main Street Capital positions in Q3 2021 and 16 closed out, a net change of +11 holders.
  • The largest Main Street Capital buyer in Q3 2021 was Two Sigma Advisers, an estimated $6.46M added.
  • The largest Main Street Capital seller in Q3 2021 was State of Wisconsin Investment Board, an estimated $2.33M sold.

Based on aggregated 13F filings for Q3 2021.