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Main Street Capital

200 hedge funds and large institutions have $383M invested in Main Street Capital in 2020 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 64 increasing their positions, 75 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

72% more call options, than puts

Call options by funds: $11.9M | Put options by funds: $6.92M

0.29% more ownership

Funds ownership: 19.36%19.65% (+0.29%)

0% more funds holding in top 10

Funds holding in top 10: 66 (0)

2% less capital invested

Capital invested by funds: $391M → $383M (-$7.93M)

4% less funds holding

Funds holding: 208200 (-8)

15% less repeat investments, than reductions

Existing positions increased: 64 | Existing positions reduced: 75

23% less first-time investments, than exits

New positions opened: 23 | Existing positions closed: 30

Holders
200
Holders Change
-8
Holders Change %
-3.85%
% of All Funds
4.04%
Holding in Top 10
6
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.12%
New
23
Increased
64
Reduced
75
Closed
30
Calls
$11.9M
Puts
$6.92M
Net Calls
+$4.99M
Net Calls Change
-$2.59M
Name Holding Trade Value Shares
Change
Change in
Stake
EVM
51
Eaton Vance Management
Massachusetts
$1.39M
MHI
52
Miller Howard Investments
New York
$1.33M +$1.38M +45,000 New
SPC
53
Sigma Planning Corp
Michigan
$1.26M -$85.6K -2,795 -6%
Luther King Capital Management (LKCM)
54
Luther King Capital Management (LKCM)
Texas
$1.23M
PAG
55
Private Advisor Group
New Jersey
$1.17M -$239K -7,788 -16%
TFCM
56
Taylor Frigon Capital Management
Arizona
$1.17M +$12.7K +415 +1%
IFG
57
Independent Financial Group
California
$1.15M -$526K -17,178 -31%
Skandinaviska Enskilda Banken (SEB)
58
Skandinaviska Enskilda Banken (SEB)
Sweden
$1.15M -$224K -7,300 -16%
Baird Financial Group
59
Baird Financial Group
Wisconsin
$1.12M +$368 +12 +0%
Northern Trust
60
Northern Trust
Illinois
$1.11M +$24.3K +793 +2%
SFI
61
Susquehanna Fundamental Investments
Pennsylvania
$1.09M +$1.13M +36,959 New
ACS
62
Archford Capital Strategies
Illinois
$1.02M +$1.62K +53 +0.2%
Creative Planning
63
Creative Planning
Kansas
$977K -$54.7K -1,786 -5%
JCM
64
Jag Capital Management
Missouri
$963K -$45.6K -1,487 -4%
FMP
65
Financial Management Professionals
Texas
$960K -$58.8K -1,918 -6%
ASN
66
Advisory Services Network
Georgia
$938K -$3.45M -112,690 -78%
RG
67
Rikoon Group
New Mexico
$921K -$15.3K -500 -2%
AAM
68
Advisors Asset Management
Colorado
$904K +$438K +14,299 +88%
BC
69
Barnett & Company
Tennessee
$900K -$144K -4,700 -13%
Envestnet Asset Management
70
Envestnet Asset Management
Illinois
$888K -$8.3K -271 -0.9%
Bank of America
71
Bank of America
North Carolina
$819K +$104K +3,389 +14%
Two Sigma Advisers
72
Two Sigma Advisers
New York
$815K +$285K +9,300 +51%
RWB
73
RMR Wealth Builders
New Jersey
$788K +$773K +25,229 +1,779%
GC
74
Guggenheim Capital
Illinois
$780K -$58.5K -1,911 -7%
BF
75
BOK Financial
Oklahoma
$767K

MAIN Hedge Fund Activity: Q3 2020 in Review

200 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q3 2020, worth a combined $383M — down 2% from $391M a quarter earlier.

Sellers outnumbered buyers: 30 funds closed out of MAIN and 23 opened new positions — a net loss of 7 holders — while 75 trimmed existing stakes and 64 added.

The largest buyer was Morgan Stanley, adding an estimated $6.04M. The largest seller was Advisory Services Network, cutting an estimated $3.45M.

  • 200 institutional investors held Main Street Capital (MAIN) as of Q3 2020, down from 208 in Q2 2020.
  • Funds reported $383M of Main Street Capital stock for Q3 2020, down 2% quarter-over-quarter.
  • 23 funds opened new Main Street Capital positions in Q3 2020 and 30 closed out, a net change of -7 holders.
  • The largest Main Street Capital buyer in Q3 2020 was Morgan Stanley, an estimated $6.04M added.
  • The largest Main Street Capital seller in Q3 2020 was Advisory Services Network, an estimated $3.45M sold.

Based on aggregated 13F filings for Q3 2020.