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Main Street Capital

220 hedge funds and large institutions have $280M invested in Main Street Capital in 2020 Q1 according to their latest regulatory filings, with 36 funds opening new positions, 85 increasing their positions, 64 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 85 | Existing positions reduced: 64

0.27% less ownership

Funds ownership: 22.33%22.06% (-0.27%)

13% less funds holding

Funds holding: 252220 (-32)

41% less first-time investments, than exits

New positions opened: 36 | Existing positions closed: 61

54% less capital invested

Capital invested by funds: $609M → $280M (-$328M)

63% less call options, than puts

Call options by funds: $3.9M | Put options by funds: $10.7M

67% less funds holding in top 10

Funds holding in top 10: 62 (-4)

Holders
220
Holders Change
-32
Holders Change %
-12.7%
% of All Funds
4.85%
Holding in Top 10
2
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-66.67%
% of All Funds
0.04%
New
36
Increased
85
Reduced
64
Closed
61
Calls
$3.9M
Puts
$10.7M
Net Calls
-$6.75M
Net Calls Change
-$11.1M
Name Holding Trade Value Shares
Change
Change in
Stake
CF
51
Centaurus Financial
California
$1.15M +$705K +18,847 +51%
D.E. Shaw & Co
52
D.E. Shaw & Co
New York
$1.08M +$1.56M +41,566 +368%
PAG
53
Private Advisor Group
New Jersey
$1.08M -$216K -5,787 -10%
ACM
54
Anfield Capital Management
California
$1.06M -$1.59M -42,479 -45%
VEA
55
Virtus ETF Advisers
New York
$1.05M -$685K -18,321 -26%
CIA
56
Capital Investment Advisors
Georgia
$1.05M +$59.1K +1,580 +3%
GTCM
57
Gyon Technologies Capital Management
New Jersey
$1.05M +$1.82M +48,782 New
Wells Fargo
58
Wells Fargo
California
$1.02M -$178K -4,752 -9%
EVM
59
Eaton Vance Management
Massachusetts
$964K
SPC
60
Sigma Planning Corp
Michigan
$898K +$33.9K +907 +2%
Luther King Capital Management (LKCM)
61
Luther King Capital Management (LKCM)
Texas
$855K
Balyasny Asset Management
62
Balyasny Asset Management
Illinois
$838K +$1.11M +29,610 +264%
AM
63
Ares Management
California
$835K +$1.52M +40,707 New
GIM
64
Greenwich Investment Management
Connecticut
$833K +$295K +7,885 +24%
RCM
65
Radcliffe Capital Management
Pennsylvania
$820K +$1.5M +40,000 New
Bank of America
66
Bank of America
North Carolina
$819K -$14.5K -388 -1%
Creative Planning
67
Creative Planning
Kansas
$807K +$89.6K +2,395 +6%
MCM
68
Monument Capital Management
Virginia
$791K +$203K +5,436 +16%
Baird Financial Group
69
Baird Financial Group
Wisconsin
$775K -$5.16K -138 -0.4%
CIM
70
Confluence Investment Management
Missouri
$768K -$1.53M -40,790 -52%
BC
71
Barnett & Company
Tennessee
$762K
CS
72
Credit Suisse
Switzerland
$762K +$47.3K +1,264 +4%
ACS
73
Archford Capital Strategies
Illinois
$709K +$11K +295 +0.9%
GC
74
Guggenheim Capital
Illinois
$703K +$7.56K +202 +0.6%
JCM
75
Jag Capital Management
Missouri
$698K -$364K -9,742 -22%

MAIN Hedge Fund Activity: Q1 2020 in Review

220 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q1 2020, worth a combined $280M — down 54% from $609M a quarter earlier.

Sellers outnumbered buyers: 61 funds closed out of MAIN and 36 opened new positions — a net loss of 25 holders — while 64 trimmed existing stakes and 85 added.

The largest buyer was Sumitomo Mitsui Trust Group, opening a new position worth an estimated $18.9M. The largest seller was Macquarie Group, exiting entirely with an estimated $24.6M sold.

  • 220 institutional investors held Main Street Capital (MAIN) as of Q1 2020, down from 252 in Q4 2019.
  • Funds reported $280M of Main Street Capital stock for Q1 2020, down 54% quarter-over-quarter.
  • 36 funds opened new Main Street Capital positions in Q1 2020 and 61 closed out, a net change of -25 holders.
  • The largest Main Street Capital buyer in Q1 2020 was Sumitomo Mitsui Trust Group, an estimated $18.9M added.
  • The largest Main Street Capital seller in Q1 2020 was Macquarie Group, an estimated $24.6M sold.

Based on aggregated 13F filings for Q1 2020.