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Main Street Capital

252 hedge funds and large institutions have $609M invested in Main Street Capital in 2019 Q4 according to their latest regulatory filings, with 42 funds opening new positions, 92 increasing their positions, 58 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

496% more call options, than puts

Call options by funds: $5.24M | Put options by funds: $879K

180% more first-time investments, than exits

New positions opened: 42 | Existing positions closed: 15

59% more repeat investments, than reductions

Existing positions increased: 92 | Existing positions reduced: 58

10% more funds holding

Funds holding: 230252 (+22)

0.68% less ownership

Funds ownership: 23.01%22.33% (-0.68%)

3% less capital invested

Capital invested by funds: $627M → $609M (-$18.7M)

14% less funds holding in top 10

Funds holding in top 10: 76 (-1)

Holders
252
Holders Change
+22
Holders Change %
+9.57%
% of All Funds
4.97%
Holding in Top 10
6
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-14.29%
% of All Funds
0.12%
New
42
Increased
92
Reduced
58
Closed
15
Calls
$5.24M
Puts
$879K
Net Calls
+$4.36M
Net Calls Change
+$422K
Name Holding Trade Value Shares
Change
Change in
Stake
PAG
51
Private Advisor Group
New Jersey
$2.52M +$570K +13,321 +29%
Citadel Advisors
52
Citadel Advisors
Florida
$2.4M -$2.96M -69,123 -55%
Wells Fargo
53
Wells Fargo
California
$2.35M +$170K +3,984 +8%
JMPWA
54
JP Morgan Private Wealth Advisors
California
$2.29M -$9.19K -215 -0.4%
CIA
55
Capital Investment Advisors
Georgia
$2.14M +$141K +3,288 +7%
EVM
56
Eaton Vance Management
Massachusetts
$2.03M
DnB Asset Management
57
DnB Asset Management
Norway
$1.97M -$1.12M -26,232 -36%
JCM
58
Jag Capital Management
Missouri
$1.89M +$401K +9,368 +27%
SPC
59
Sigma Planning Corp
Michigan
$1.85M +$148K +3,464 +9%
APW
60
Aurora Private Wealth
New Jersey
$1.85M +$1.83M +42,836 New
Luther King Capital Management (LKCM)
61
Luther King Capital Management (LKCM)
Texas
$1.8M
Bank of America
62
Bank of America
North Carolina
$1.74M +$341K +7,966 +25%
GIM
63
Guild Investment Management
California
$1.69M +$30.4K +710 +2%
SWP
64
Stratos Wealth Partners
Ohio
$1.65M +$8.94K +209 +0.5%
ECA
65
Elevated Capital Advisors
Utah
$1.64M +$1.62M +37,974 New
Baird Financial Group
66
Baird Financial Group
Wisconsin
$1.64M +$12K +281 +0.7%
BC
67
Barnett & Company
Tennessee
$1.6M -$317K -7,419 -17%
CF
68
Centaurus Financial
California
$1.6M -$1.31M -30,673 -45%
Creative Planning
69
Creative Planning
Kansas
$1.59M +$289K +6,750 +22%
CS
70
Credit Suisse
Switzerland
$1.55M +$102K +2,381 +7%
ACS
71
Archford Capital Strategies
Illinois
$1.48M -$9.79K -229 -0.7%
GC
72
Guggenheim Capital
Illinois
$1.47M -$281K -6,563 -16%
RG
73
Rikoon Group
New Mexico
$1.44M +$40.3K +942 +3%
MCM
74
Monument Capital Management
Virginia
$1.43M +$7.74K +181 +0.5%
GIM
75
Greenwich Investment Management
Connecticut
$1.41M -$621K -14,521 -31%

MAIN Hedge Fund Activity: Q4 2019 in Review

252 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q4 2019, worth a combined $609M — down 3% from $627M a quarter earlier.

Buyers outnumbered sellers: 42 funds opened new MAIN positions and 15 closed out — a net gain of 27 holders — while 92 added to existing stakes and 58 trimmed.

The largest buyer was Avantax Advisory Services, adding an estimated $3.14M. The largest seller was Macquarie Group, cutting an estimated $15.3M.

  • 252 institutional investors held Main Street Capital (MAIN) as of Q4 2019, up from 230 in Q3 2019.
  • Funds reported $609M of Main Street Capital stock for Q4 2019, down 3% quarter-over-quarter.
  • 42 funds opened new Main Street Capital positions in Q4 2019 and 15 closed out, a net change of +27 holders.
  • The largest Main Street Capital buyer in Q4 2019 was Avantax Advisory Services, an estimated $3.14M added.
  • The largest Main Street Capital seller in Q4 2019 was Macquarie Group, an estimated $15.3M sold.

Based on aggregated 13F filings for Q4 2019.